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TRICORD ADVISORS, INC.

SEC Registered

Your life is too important to go it alone…

RIVERSIDE, CAhttps://tricordadvisors.com951-684-7011
Assets Under Management
$100M–$500M
Employees
5
Office Locations
1 office
Total Accounts
1377

About the firm

TriCord Advisors offers a pathway to a successful financial future, and along the way offers guideposts to help keep you on track towards your personal and professional goals. The firm has a fiduciary commitment to clients and operates as a fee-based advisor, with compensation primarily received from client fees.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsState/Municipal

Areas of expertise

Wealth ManagementFinancial PlanningRetirement PlanningInvestment ManagementTax PlanningEstate PlanningBusiness OwnersWidows And SurvivorsFiduciaryFee-based AdvisoryPlanned Giving+1 more

Services

TriCord Advisors offers holistic financial planning, investment management, retirement planning, estate planning and legal services, tax planning and risk management, and financial planning for widows and survivors. Tax planning services include review of tax returns, planned giving strategies, and guidance on 1031 exchanges.

investment_managementtax_planningcharitable_giving

Who they serve

Business owners, individuals planning for retirement, and widows and survivors.

Client segmentClientsAssets managed
Individuals (Non-HNW)240$33M
High Net Worth Individuals290$375M
Charitable Organizations13$12M
State/Municipal Entities1

0 total clients reported on Form ADV.

Leadership

Randy King Barkley
PRESIDENT
Joseph Francis Lyons
SECRETARY
Christopher Mark Marsh
CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
CA
RIVERSIDEHQ

Advisors at this firm

6 advisors in the directory

Regulatory & compliance

CRD number
#155749
SEC Number
801-113764
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. TRICORD ADVISORS, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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TRICORD ADVISORS, INC. in RIVERSIDE, CA | AdvisorFinder