TSA MANAGEMENT INC
SEC RegisteredA Family Firm that Prioritizes Your Long-Term Success.
About the firm
Halliday Financial is a family-run, independent financial advisory firm offering holistic financial services designed to help clients build and protect their wealth over the long term. As an independent firm, they maintain freedom from larger institutions, allowing them to offer a range of solutions without restrictions or external pressures. They serve clients through every phase of the financial lifecycle, from starting a career and family to retirement.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Retirement Planning, Investment Management, Trust & Estate Planning (including Halliday Private Trust), Protection & Insurance (life, disability, long-term care, and liability coverage), College Savings, and Tax Planning.
Who they serve
All types of clients, including CUNY educators, Teamsters, young professionals, and retirees.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 2,182 | $652M |
| High Net Worth Individuals | 384 | $827M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
31 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| CUNY Portfolio - Up to $500,000 | 0.75% |
| CUNY Portfolio - $500,000 to $1,000,000 | 0.65% |
| CUNY Portfolio - Over $1,000,000 | 0.55% |
| Equity First $500,000 | 1.00% |
| Equity Next $500,000 | 1.00% |
| Equity Next $4,000,000 | 0.75% |
| Equity Next $5,000,000 | 0.30% |
| Equity Over $10,000,000 | 0.20% |
| Fixed Income First $500,000 | 0.65% |
| Fixed Income Next $500,000 | 0.65% |
| Fixed Income Next $4,000,000 | 0.50% |
| Fixed Income Next $5,000,000 | 0.35% |
| Fixed Income Over $10,000,000 | 0.30% |
Data as of March 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. TSA MANAGEMENT INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched