Tumolo Wealth Management LLC
SEC RegisteredRetirement Planning with a Foundation of Integrity
About the firm
Tumolo Financial is an independent retirement firm serving CT and RI residents, founded by Ken Tumolo and his son Nick. The father-son duo built their firm based on core principles of integrity and trust, with a main focus on retirement planning with taxes in mind. They take a planning-based approach to retirement, accounting for tax strategies, estate planning, Social Security, and healthcare.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Retirement Income Planning, Social Security Optimization, Efficient Tax Planning, Long-Term Care, Wealth Management, and Medicare
Who they serve
CT and RI residents, specifically pre-retirees and retirees
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 418 | $95M |
| High Net Worth Individuals | 31 | $39M |
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $500,000 | 1.50% |
| $500,001 - $750,000 | 1.30% |
| $750,001 - $1,000,000 | 1.10% |
| $1,000,001 - $2,000,000 | 1.00% |
| $2,000,001 or more | — |
Data as of March 12, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tumolo Wealth Management LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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