TUMWATER WEALTH MANAGEMENT, LLC
SEC RegisteredWealth Management Simplified
About the firm
Tumwater Wealth is a wealth management firm founded by Ben Warren, CFA, who began working as a financial advisor in 2004. The firm takes its name from a river canyon near Leavenworth, WA, using the metaphor of an experienced river guide to describe its approach to long-term investing.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth management and holistic financial planning, including investment management, retirement planning, 401K rollovers to IRAs, family business services, and personalized financial guidance.
Who they serve
Families and individuals seeking financial security, retirement planning, and long-term investment management.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 171 | $48M |
| High Net Worth Individuals | 113 | $272M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 21 | $81M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 1 | — |
| Corporations | 0 | $0 |
1 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
Data as of March 6, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. TUMWATER WEALTH MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.