U. S. BOSTON CAPITAL CORPORATION
SEC RegisteredAbout the firm
U.S. Boston helps individuals and families pursue their aspirations by providing sound financial guidance and helping them evaluate major life decisions. Throughout its 62-year history, the firm has been consistently early to identify and participate in many investment practices that subsequently have become market norms. U.S. Boston provides wealth management, asset allocation, investment advisory, financial planning, and brokerage services.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth management, asset allocation, investment advisory, financial planning, brokerage services, proprietary alternative investments, venture debt, and lower middle market investing. Additional services include investment management, retirement planning, cash flow management, spending analysis, portfolio construction and management, traditional and alternative investment research, coordination with clients' attorneys and accountants, tax considerations and coordination, estate and legacy issues, family philanthropy and charitable giving, housing and real estate purchases, liability and risk management, financial management of illness and geriatric care, education funding, career transition, and business services such as strategic direction, growth and transition management, financing and exit, employment compensation, and retirement plan structure.
Who they serve
Individual investors, individuals and families, and companies seeking capital including growth companies in the lower middle market.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 62 | $68M |
| High Net Worth Individuals | 30 | $279M |
| Charitable Organizations | 5 | $13M |
2 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1M or portion thereof | 0.75% |
| Next $1M or portion thereof | 0.60% |
| Next $3M or portion thereof | 0.55% |
| Next $5M or portion thereof | 0.45% |
| Next $15M or portion thereof | 0.40% |
| Next $25M or portion thereof | 0.25% |
| Over $50M | 0.10% |
Data as of February 3, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. U. S. BOSTON CAPITAL CORPORATION has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.