Ultra Advisory Group
SEC RegisteredAbout the firm
A boutique family wealth management office serving a select group of affluent clients and their families.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Family wealth management
Who they serve
A select group of affluent clients and their families
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 38 | $13M |
| High Net Worth Individuals | 35 | $128M |
| State/Municipal Entities | 1 | — |
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0–$999,999 | 1.25% |
| $1,000,000–$1,999,999 | 1.00% |
| $2,000,000–$9,999,999 | 0.75% |
| $10,000,000–$19,999,999 | 0.50% |
| $20,000,000–$29,999,999 | 0.40% |
| $30,000,000–$39,999,999 | 0.35% |
| $40,000,000–$49,999,999 | 0.30% |
| $50,000,000 and above | 0.25% |
Data as of April 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ultra Advisory Group has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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