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UNIPLAN INVESTMENT COUNSEL, INC.

SEC Registered

A Better Alternative

MILWAUKEE, WIhttps://uniplanic.com262-534-3000
Assets Under Management
$1B–$5B
Year Founded
1984
Employees
11
Office Locations
1 office
Total Accounts
1872

About the firm

Uniplan Investment Counsel, Inc. is a boutique investment firm, with roots dating back to 1984, that manages a variety of portfolios primarily for US clients. The firm has been a pioneer in alternative investing since Rick Imperiale began managing REIT strategies in 1989.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPooled VehiclesPension/Profit Sharing

Areas of expertise

Alternative InvestingReitsMicro CapHigh IncomeLow-correlation StrategiesEfficient FrontierPortfolio ManagementReal EstatePreferred SecuritiesGlobal InfrastructureDividend-paying Stocks+1 more

Services

Low-correlation alternative portfolio strategies including REIT (investing primarily in Real Estate Investment Trusts and Real Estate Operating Companies), Micro Cap (investing primarily in US domestic equity companies representing the bottom 10% of the US investible equity market), HITR (investing primarily in income-producing assets including REITs, global infrastructure, preferred securities, and dividend-paying common stock), and a Managers portfolio that seeks to maximize alpha by investing in US listed stocks and ETFs with high concentration.

Who they serve

Primarily US clients, including advisor and home office partners, and the institutional and separate account marketplace.

Client segmentClientsAssets managed
Individuals (Non-HNW)1,715$742M
High Net Worth Individuals0$0
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations34$215M
State/Municipal Entities39
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Richard Paul Imperiale
PRESIDENT, SECRETARY-TREASURER, DIRECTOR. CHIEF INVESTMENT OFFICER

Office locations

1 office in 1 state
WI
MILWAUKEEHQ

Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#154718
SEC Number
801-71802
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Minimum: $1,000,000 (waivable)
Asset tierAnnual rate
REITs/REOCs - up to $5M0.75%
REITs/REOCs - over $5M0.50%
Small Cap1.00%
Micro Cap1.00%
Equity Income - up to $500K0.75%
Equity Income - over $500K0.50%
Fixed Income - up to $5M0.50%
Fixed Income - over $5M0.35%
Managers Strategy1.00%

Data as of March 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. UNIPLAN INVESTMENT COUNSEL, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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