AdFi
UG

UOB Global Capital LLC

SEC Registered

Building Partnership, Cultivating Value

New York, NYhttps://uobglobal.com212-398-6633
Assets Under Management
Under $100M
Year Founded
1998
Employees
7
Office Locations
1 office
Total Accounts
3

About the firm

UOB Global Capital (UOBGC), founded in 1998, is the global asset management affiliate of the UOB Group, one of Asia's premier financial institutions. UOBGC's mission is to provide integrated global asset management solutions with a comprehensive product range that serves investors worldwide, and to bring UOB's Asian regional investment strengths to clients outside that region. Managed by a team of experienced investment executives, UOBGC has a proven track record of creating competitive products worldwide through joint ventures, alliances and affiliations.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Global Asset ManagementAsian InvestmentsListed ProductsAlternative InvestmentsDirect InvestmentsFund ManagementJoint VenturesRisk-adjusted Products

Services

Integrated global asset management solutions including listed, alternative and direct investment products; creating risk-adjusted reward products across all asset classes; partnering with investment talent to provide performance-oriented products through joint ventures, alliances and affiliations

Private funds / alternatives
Private Equity

Who they serve

Investors worldwide, including clients outside Asia seeking exposure to Asian regional investments

Client segmentClientsAssets managed
Pension/Profit Sharing Plans3$97M

3 total clients reported on Form ADV.

Leadership

Inc Uob Holdings (usa)
MEMBER
Teamco Management Co. Llc
MEMBER
David Tuvia Goss
MANAGER/BOARD MEMBER
Michael Barzel Landau
MANAGER/BOARD MEMBER
Howard Craig Berkenfeld
CHIEF COMPLIANCE OFFICER
United Overseas Bank Limited
INDIRECT PARENT
Michael Barzel Landau
MEMBER
David Tuvia Goss
MEMBER
Erberto DeGuzman
BOARD MEMBER
Yu Min Goh
BOARD MEMBER
Yung Chee Leong
BOARD MEMBER

Office locations

1 office in 1 state
NY
New YorkHQ

Regulatory & compliance

CRD number
#160659
SEC Number
801-74164
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Other
Minimum: $5,000,000 (waivable)

Data as of March 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. UOB Global Capital LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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