UWHARRIE INVESTMENT ADVISORS, INC.
SEC RegisteredSummer Growth Starts Here - Personalized wealth strategies for every season.
About the firm
Uwharrie Investment Advisors is a Registered Investment Advisor and subsidiary of Uwharrie Capital Corp and an affiliate of Uwharrie Bank. The firm offers wealth management services including financial planning, portfolio management, and advisory services, helping clients solidify objectives, implement a plan, and monitor progress. Retail brokerage and insurance products are offered through Private Client Services, LLC.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Advisory services for building and maintaining wealth, financial planning, portfolio management, and business retirement accounts. Retail brokerage and insurance products are also offered through affiliated representatives.
Who they serve
Individuals seeking wealth management and financial planning, as well as small business owners seeking to establish retirement plans that increase employee retention.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 609 | $137M |
| High Net Worth Individuals | 228 | $152M |
| State/Municipal Entities | 27 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
15 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $100,000 - $500,000 | 1.50% |
| $500,001 - $1,000,000 | 1.25% |
| $1,000,001 - $2,000,000 | 1.00% |
| $2,000,001 - $9,000,000 | 0.75% |
| Over $9,000,000 | 0.50% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. UWHARRIE INVESTMENT ADVISORS, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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