AdFi
VL

VAN Leeuwen Retirement & Investment Services

SEC Registered

Transition Into Your Golden Years With Confidence

Richmond, KYhttps://vlretirement.com(859) 626-3400
Assets Under Management
$500M–$1B
Employees
3
Office Locations
1 office
Total Accounts
1231

About the firm

Van Leeuwen Retirement & Investment Services operates as Investment Adviser Representatives with LPL Financial, a registered investment adviser, helping clients define long-term investment objectives and build personalized investment portfolios. The firm was established to provide ongoing professional advice to investors on a fee basis, allowing portfolio management without commissions on each transaction.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable Organizations

Areas of expertise

Retirement PlanningFee-based Asset Management401(k) PlanningIRAPension PlanningEstate PlanningTax PlanningIncome PlanningInvestment Portfolio ManagementBusiness Retirement Planning

Services

Fee-based asset management, retirement planning, personalized investment portfolio construction, income planning, tax liability mitigation, estate planning communication, 401(k) and IRA planning, and ongoing professional financial advice.

Retirement PlanningFinancial Planning

Who they serve

Investors transitioning into retirement, including individuals seeking to maximize 401(k), IRAs, and pensions, as well as employees of companies such as Kentucky Farm Bureau, Sherwin Williams, and Toyota.

Client segmentClientsAssets managed
Individuals (Non-HNW)527$191M
High Net Worth Individuals173$358M
Investment Companies0—
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations4$10M
State/Municipal Entities1—
Insurance Companies0—
Sovereign Wealth Funds0—
Corporations0$0

Leadership

Mark Dennis Vanleeuwen
PRESIDENT AND CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
KY
RichmondHQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#289463
SEC Number
801-111092
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee

Data as of March 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. VAN Leeuwen Retirement & Investment Services has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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