VIA IV INVESTMENTS, LLC
SEC RegisteredInvest wisely. Live well.
About the firm
VIA IV is an investment advisory firm whose founders believe that reduced speculation equals greater returns. The firm offers investment management and retirement plan services, aiming to help clients secure a brighter financial future at fees on par with automated online management services.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management with advisor assistance targeting superior long-run returns, and co-fiduciary retirement plan design and management for organizations
Who they serve
Individual investors and companies seeking investment plan design and management
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 461 | $94M |
| High Net Worth Individuals | 71 | $128M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Under $500,000 | 0.90% |
| $500,000 to $1,000,000 | 0.80% |
| $1,000,000 to $2,000,000 | 0.70% |
| $2,000,000 to $4,000,000 | 0.60% |
| Over $4,000,000 | 0.50% |
Data as of March 12, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. VIA IV INVESTMENTS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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