AdFi
VI

VISION INVESTMENT ADVISORS, LLC

SEC Registered

Money Management and Advisory

STAMFORD, CThttps://advicewithvision.com203-388-2700
Assets Under Management
$100M–$500M
Employees
9
Office Locations
3 offices
Total Accounts
129

About the firm

Vision Investment Advisors, LLC ("Vision Advisors") is a money management and advisory firm headquartered in Stamford, Connecticut. Vision Advisors provides discretionary investment advisory services to help meet the needs of a client's specific investment objectives, goals and risk tolerances. A SEC registered Investment Advisor, Vision Advisors has provided quality service to investors for over ten years.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPension/Profit SharingState/Municipal

Areas of expertise

Discretionary Investment AdvisoryMoney ManagementPortfolio ManagementCovered Call OptionsPreferred StockSEC Registered Investment Advisor

Services

Discretionary investment advisory services tailored to meet a client's specific investment objectives, goals and risk tolerances, including multiple portfolio programs and option programs.

Who they serve

Investors who do not have the time or expertise to devote the necessary resources to managing their money and who seek professional money management.

Client segmentClientsAssets managed
Individuals (Non-HNW)73$20M
High Net Worth Individuals54$114M
Charitable Organizations2$2.5M

0 total clients reported on Form ADV.

Leadership

Howard Martin Rothman
MANAGER, CEO AND OWNER
Gayle Hannah Rothman
MANAGER OF H. ROTHMAN FAMILY LLC
Robert Martin Boshnack
MANAGER OF BOSHNACK FAMILY LLC
Steven Mitchell Silver
CHIEF MARKETING OFFICER, CHIEF OPERATING OFFICER
Victoria Bova
GENERAL COUNSEL/AML COMPLIANCE OFFICER

Office locations

3 offices in 3 states
CT
STAMFORDHQ
CA
LAGUNA BEACH
NY
NEW YORK

Advisors at this firm

9 advisors in the directory

Regulatory & compliance

CRD number
#109621
SEC Number
801-57975
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Commission / Flat Fee / Performance-based
Minimum: $100,000 (waivable)

Data as of February 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. VISION INVESTMENT ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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