WABASH CAPITAL, INC.
SEC RegisteredMidwest Fiduciary Investment Management
About the firm
Wabash Capital is a fiduciary investment management firm based in the Midwest that offers personalized financial guidance. The firm helps clients manage wealth, plan for retirement, and set up foundations, endowments, corporations, and trusts. They emphasize a fiduciary relationship, personalized service, and an unencumbered focus on client financial goals.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth management, retirement planning, and financial planning for foundations, endowments, corporations, and trusts, delivered through personalized, fiduciary-based advisory relationships.
Who they serve
Individuals managing wealth, planning retirement, as well as foundations, endowments, corporations, and trusts.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 471 | $58M |
| High Net Worth Individuals | 17 | $34M |
| Charitable Organizations | 4 | $38M |
| State/Municipal Entities | 7 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1M (non-401k) | 1.50% |
| Next $1M (non-401k) | 1.00% |
| Next $2M (non-401k) | 0.75% |
| Over $4M (non-401k) | 0.25% |
| 401k Non-discretionary (3(21)) First $5M | 0.25% |
| 401k Non-discretionary (3(21)) Next $5M | 0.15% |
| 401k Non-discretionary (3(21)) Next $40M | 0.07% |
| 401k Non-discretionary (3(21)) Over $50M | 0.05% |
| 401k Discretionary (3(38)) First $5M | 0.35% |
| 401k Discretionary (3(38)) Next $5M | 0.25% |
| 401k Discretionary (3(38)) Next $40M | 0.13% |
| 401k Discretionary (3(38)) Over $50M | 0.05% |
Data as of March 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WABASH CAPITAL, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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