AdFi
WL

Wagner Loftin Investment Services LLC

SEC Registered

Keeping Site of What's Most Important

Pleasant Hill, CAhttps://wlisinvest.com925-930-7176
Assets Under Management
$100M–$500M
Employees
7
Office Locations
1 office
Total Accounts
955

About the firm

As an independent firm, we are committed to offering complete objectivity and unbiased advice. We strive to build long-lasting relationships with our clients, offering education and guidance.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net Worth

Areas of expertise

InvestmentFinancial ServicesIndependent AdvisoryFinancial Planning

Services

We offer a full range of investment and financial services and have access to a wide array of solutions.

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)306$93M
High Net Worth Individuals136$303M
Investment Companies0—
Pooled Investment Vehicles0—
Pension/Profit Sharing Plans0—
Charitable Organizations0—
State/Municipal Entities0—
Insurance Companies0—
Sovereign Wealth Funds0—
Corporations0—

Leadership

Ronald Joseph Wagner
OWNER
Gerald Gilberto Guintu
CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
CA
Pleasant HillHQ

Advisors at this firm

6 advisors in the directory

Regulatory & compliance

CRD number
#109770
SEC Number
801-63145
Disciplinary History
No
Fee Model & Minimums
Model: AUM

Data as of March 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Wagner Loftin Investment Services LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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