WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC
SEC RegisteredWe exist so you can focus on your life, instead of your finances.
About the firm
Walled Lake is a boutique financial planning and wealth management company based on the North Shore of Chicago, serving clients from California and Washington to Florida and New Hampshire. The firm takes a holistic approach, coordinating financial planning elements into an integrated financial plan unique to each client's personal goals and values.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
The firm offers financial planning and wealth management services including life event planning, retirement planning, tax planning, estate planning, education planning, charitable planning, and investment management, integrating all aspects into a unified financial strategy.
Who they serve
Clients across the United States, including from California, Washington, Florida, and New Hampshire.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 321 | $398M |
| High Net Worth Individuals | 43 | $332M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 4 | $2.9M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
5 advisors in the directory
Regulatory & compliance
Data as of March 6, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.