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Warana Capital, LLC

SEC Registered

Warana Capital is a specialist liquidity provider for illiquid assets across global markets

New York, NYhttps://waranacap.com(201) 803-2699
Assets Under Management
$500M–$1B
Year Founded
2010
Employees
14
Office Locations
1 office
Total Accounts
26

About the firm

Warana Capital is a specialist capital provider to holders of illiquid fund related investments and offers a broad range of liquidity solutions. Since 2010, the team has completed over 1,000 transactions via 11 vintages of discretionary funds and 18 co-investment and other follow on vehicles. Warana is an independent, management-owned investment advisor with offices in New York, Los Angeles, London and Sydney.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Illiquid AssetsSecondary MarketFund SecondariesStructured SolutionsPreferred EquityPrivate EquityHedge Fund Side PocketsLiquidity SolutionsCreditFund Interests

Services

Secondary fund investing (buying small to medium size fund interests in the secondary market), structured solutions including preferred equity, buyout solutions for last assets in funds, and a variety of loan products; with particular strength in hedge fund side pockets and liquidations, late life private equity funds, and bespoke liquidity solutions to complex situations.

Private funds / alternatives
Private Equity

Who they serve

Holders of illiquid fund related investments, including LPs and GPs seeking liquidity solutions, as well as borrowers in situations where banks and other traditional financing providers will not or cannot go.

Client segmentClientsAssets managed
Pension/Profit Sharing Plans26$673M

Leadership

Timothy William Ivers
MANAGING MEMBER
Grant Robert Gillespie
MEMBER AND CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
NY
New YorkHQ

Regulatory & compliance

CRD number
#288311
SEC Number
801-110736
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee / Performance-based
Minimum: $250,000 (waivable)

Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Warana Capital, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Warana Capital, LLC in New York, NY | AdvisorFinder