WARD & Associates
SEC RegisteredPlanning And Investing For Your Future
About the firm
Ward & Associates offers wealth management and investment advisory services to individuals and families and their related business entities, trusts, estates, and charitable foundations. Ward & Associates is an independent fee-only advisory firm that does not sell products and does not receive commissions or any other form of third party compensation. Ward & Associates is a registered investment advisor with the U.S. Securities and Exchange Commission (SEC).
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth management and investment advisory services, including investment planning, retirement planning, estate planning, and charitable giving. The firm designs and implements customized wealth management strategies to build and preserve wealth.
Who they serve
Individuals and families and their related business entities, trusts, estates, and charitable foundations.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 9 | $1.8M |
| High Net Worth Individuals | 40 | $179M |
| Charitable Organizations | 1 | $1.5M |
| State/Municipal Entities | 3 | — |
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.00% |
| $1,000,000 - $4,000,000 | 0.75% |
| $4,000,000 - $5,000,000 | 0.50% |
| $5,000,000 - $10,000,000 | 0.35% |
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WARD & Associates has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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