Warnke/nichols Ltd.
SEC RegisteredInvesting with a Margin of Safety
About the firm
Warnke/Nichols Ltd. is an independent, privately-owned money management firm that manages equity and balanced investment accounts on a fee-only basis. Founded in June 1993, the firm is registered with the U.S. Securities and Exchange Commission. Its mission is to provide clients with satisfactory long-term investment results consistent with preservation of capital through a value-oriented investment approach.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Fee-only management of equity and balanced investment accounts, with a value-oriented investment approach focused on capital preservation and satisfactory long-term returns.
Who they serve
Individuals, families, retirement plan sponsors (companies offering pension, profit-sharing, and 401(k) plans), and nonprofit organizations, including those who have accumulated or inherited wealth, and those who need to fund grants and ongoing operations through an endowment.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 196 | $47M |
| High Net Worth Individuals | 45 | $113M |
Leadership
Office locations
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.00% |
| $1,000,001 to $3,000,000 | 0.75% |
| $3,000,001 to $5,000,000 | 0.50% |
| Above $5,000,000 | 0.00% |
Data as of February 2, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Warnke/nichols Ltd. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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