WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES LLC
SEC RegisteredWaterford is dedicated to managing and minimizing portfolio risk for our clients.
About the firm
Waterford Capital Investment Advisory Services, LLC is a Registered Investment Advisory firm (RIA) headquartered in Dallas, Texas. Senior Investment Advisor and founder David O'Connor and his team focus on specific risk metrics to create investment portfolios that endure and excel through various economic cycles. Waterford designs, constructs, implements and manages investment portfolios for high-net worth families, foundations and endowments.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment portfolio design, construction, implementation and management; Asset Management; Strategic Income; Strategic Growth; Alternatives; Structured Finance; Mergers and Acquisitions.
Who they serve
High-net worth families, foundations and endowments.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 82 | $24M |
| High Net Worth Individuals | 27 | $197M |
| Investment Companies | 1 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
Data as of March 18, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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