Wealthspan Investment Management, LLC
SEC RegisteredDefine Your Moments
About the firm
WealthSpan is an investment advisory firm whose advisors are committed to helping clients grow and protect their wealth. They emphasize a scientific, data-driven approach to financial planning that makes complex financial matters simple and easy to understand.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning and investment strategies with a focus on data-driven investment strategies, tax impact, risk-centered management, and education.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 300 | $58M |
| High Net Worth Individuals | 26 | $35M |
3 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
5 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Active Allocations $0-$500,000 | 1.75% |
| Active Allocations $500,001-$1,000,000 | 1.70% |
| Active Allocations $1,000,001-$2,000,000 | 1.65% |
| Active Allocations $2,000,001+ | 1.60% |
| Strategic Core-Satellite $0-$500,000 | 1.65% |
| Strategic Core-Satellite $500,001-$1,000,000 | 1.61% |
| Strategic Core-Satellite $1,000,001-$2,000,000 | 1.58% |
| Strategic Core-Satellite $2,000,001+ | 1.55% |
| Strategic Allocations $0-$500,000 | 1.50% |
| Strategic Allocations $500,001-$1,000,000 | 1.48% |
| Strategic Allocations $1,000,001+ | 1.45% |
Data as of March 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Wealthspan Investment Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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