WELLINGTON INVESTMENT ADVISORS
SEC RegisteredThoughtful, personalized investment advice and guidance.
About the firm
Wellington Investment Advisors is a group of independent financial advisors providing thoughtful, personalized investment advice and guidance. They help clients invest for retirement, plan for education, and prepare for other life events, operating as a fiduciary with a legal and ethical obligation to manage assets in clients' best interest.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Retirement planning, tax and estate planning, and investment management, including personalized portfolio construction, risk tolerance assessment, wealth preservation and growth strategies, and guidance on RMDs, income structuring, and tax-efficient strategies.
Who they serve
Individuals seeking retirement planning, education savings, and other life event financial planning, including those transitioning to retirement and looking to preserve and grow their assets.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 321 | $112M |
| High Net Worth Individuals | 65 | $149M |
1 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
9 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $1,000,000 | 2.00% |
| $1,000,001 to $2,000,000 | 1.50% |
| $2,000,001 to $3,000,000 | 1.00% |
| Over $3,000,000 | — |
Data as of March 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WELLINGTON INVESTMENT ADVISORS has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.