WELLS FINANCIAL MANAGEMENT, LLC
SEC RegisteredFinancial Guidance For Confidence and Peace of Mind on Your Journey
About the firm
Wells Financial Management offers customized financial planning and investment management services. The firm operates as a truly independent advisor, with client relationships based on openness and trust. They provide professional financial guidance to help clients navigate their evolving financial lives with greater stability and security.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Customized financial planning and investment management services to support clients' lifestyles.
Who they serve
Clients including those referred by existing clients or other professionals, and many in transition due to retirement, divorce, or the recent loss of a spouse.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 55 | $23M |
| High Net Worth Individuals | 41 | $108M |
| State/Municipal Entities | 1 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.25% |
| Next $500,000 | 1.00% |
| Next $4,000,000 | 0.75% |
| Above $5,000,000 | 0.50% |
| Over $10,000,000 | 0.00% |
Data as of March 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WELLS FINANCIAL MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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