WEST FINANCIAL SERVICES, INC.
SEC RegisteredExceptional financial planning with your goals in mind.
About the firm
West Financial Services, located in the DC-Metro region, provides fee-only fiduciary advice and management to a broad range of clients. Their clients look to them to help bridge the gap between their current income, existing personal investment and retirement assets, and their future cash flow, retirement and estate needs. West Financial Services is an independent registered investment advisor (RIA).
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management, financial planning, executive and business consulting, and retirement plan consulting, including fee-only analysis and evaluation of company retirement plans covering investment options, participation, cost and design.
Who they serve
A broad range of clients, including executives and business owners, as well as companies seeking retirement plan consulting.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 394 | $149M |
| High Net Worth Individuals | 546 | $2.5B |
| Charitable Organizations | 4 | $19M |
| State/Municipal Entities | 1 | — |
43 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
22 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to and including $2,000,000 | 1.00% |
| Greater than $2,000,000 up to and including $4,000,000 | 0.75% |
| Greater than $4,000,000 up to and including $7,000,000 | 0.50% |
| Greater than $7,000,000 up to and including $10,000,000 | 0.40% |
| Greater than $10,000,000 | 0.30% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WEST FINANCIAL SERVICES, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.