WESTCHESTER CAPITAL MANAGEMENT INC
SEC RegisteredAbout the firm
Westchester Capital Management, Inc. was founded in January 1987 to manage investment assets--primarily stocks and bonds--for individuals, trusts, corporations, IRAs, pension plans and profit sharing plans. The firm is a fee-only, registered investment adviser that provides professional investment advice and is not affiliated with a broker/dealer or insurance agency. With over 50 years of cumulative experience, its investment team follows a management style based on the belief that a balanced, diversified portfolio of selected stocks and bonds coupled with a longer-term holding period will outperform a passive investment strategy.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Professional investment advice and individualized investment strategies based on each client's unique investment objectives, focused on managing investment assets primarily in stocks and bonds.
Who they serve
Individuals, trusts, corporations, IRAs, pension plans, and profit sharing plans.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 247 | $65M |
| High Net Worth Individuals | 198 | $437M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 9 | $24M |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
41 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $2,500,000 | 1.00% |
| Next $2,500,000 | 0.80% |
| Next $2,500,000 | 0.60% |
| Next $2,500,000 | 0.50% |
| Next $5,000,000 | 0.40% |
| Next $5,000,000 | 0.35% |
| Over $20,000,000 | 0.00% |
Data as of September 23, 2025 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WESTCHESTER CAPITAL MANAGEMENT INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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