WESTEND CAPITAL MANAGEMENT, LLC.
SEC RegisteredInvesting in Earnings Growth
About the firm
WestEnd Capital Management's core philosophy is to invest in areas of the market where earnings growth is accelerating. The firm is focused on alpha and absolute returns, not index-like returns, and invests in the same companies and securities for clients as for its own portfolio managers and their families.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Active investment management with a Core Strategy focused on earnings growth, direct client access to portfolio managers, and strategy updates at least once a month.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 166 | $59M |
| High Net Worth Individuals | 157 | $368M |
| Pension/Profit Sharing Plans | 1 | $1.1M |
| Charitable Organizations | 4 | $6.2M |
| State/Municipal Entities | 3 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
Data as of March 18, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WESTEND CAPITAL MANAGEMENT, LLC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched