WESTSIDE INVESTMENT MANAGEMENT, LLC
SEC RegisteredGuiding You Into and Through Retirement
About the firm
Westside Investment Management is an independent firm headquartered in Santa Monica, California, with offices in Oklahoma City and Maui. The firm is committed to a holistic approach to wealth management, providing professional advice and resources aligned with clients' values and objectives.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Retirement Planning, Financial Planning, Investment Management, Tax & Gifting Strategies, Insurance, Estate Planning, Executive Compensation Plans, and Real Estate Investments.
Who they serve
Individual investors in or nearing retirement, business owners, and corporate executives.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 474 | $99M |
| High Net Worth Individuals | 365 | $663M |
| Charitable Organizations | 31 | $25M |
| State/Municipal Entities | 8 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
7 advisors in the directory
Regulatory & compliance
Data as of February 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WESTSIDE INVESTMENT MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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