WESTWIND CAPITAL
SEC RegisteredAsset Management That Exceeds Expectations
About the firm
Westwind Capital is an independent investment management firm that takes pride in providing transparent, concierge-level service with a time-tested, disciplined approach. The firm specializes in separately managed accounts tailored to high net-worth individuals, with investment management and advisory teams comprised of CFA®s and CFP®s. Westwind Capital services clients in 40 states and traces its legacy to Lord Spence & Associates, formed in 1993.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management advisory including active and passive investment strategies, tax efficient strategies, blended asset mix across strategies, treasury management, and private market alternative investments; estate planning including lifestyle planning, multi-generational planning, tax planning, and philanthropy; and business advisory including business succession, valuation, and asset protection.
Who they serve
High net-worth individuals across 40 states
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 742 | $213M |
| High Net Worth Individuals | 230 | $525M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 135 | $22M |
| State/Municipal Entities | 14 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
5 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Equity - First $250,000 | 1.50% |
| Equity - $250,000 to $750,000 | 1.25% |
| Equity - $750,000 to $1,000,000 | 1.00% |
| Equity - Over $10,000,000 | 0.75% |
| Fixed Income/Treasury Management - First $500,000 | 0.75% |
| Fixed Income/Treasury Management - $500,000 to $1,000,000 | 0.60% |
| Treasury Management - First $1,000,000 | 0.30% |
Data as of April 7, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WESTWIND CAPITAL has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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