Wharton Wealth Management, LLC
SEC RegisteredStrategic Financial Plans to Build, Preserve, and Manage Wealth
About the firm
Wharton Wealth Management (WWM) is an independent firm providing comprehensive consulting services to individuals and owners of closely held businesses. WWM assists clients in areas relating to Retirement, Estate and Cash Flow Planning, as well as the determination of Investment Objectives and formation of Asset Allocation. They provide guidance to create, grow, protect and distribute assets with an emphasis on tax efficiency.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Retirement Planning, Financial Planning, Investment Planning, and Employer Retirement Plan & Group Insurance Benefits, including asset allocation, estate and cash flow planning, and employer benefit package design
Who they serve
Individuals and owners of closely held businesses
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 250 | $65M |
| High Net Worth Individuals | 77 | $138M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 4 | $3.5M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
Data as of April 1, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Wharton Wealth Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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