AdFi
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WHITE OAK GLOBAL ADVISORS, LLC

SEC Registered

WE ARE WHITE OAK

SAN FRANCISCO, CAhttps://whiteoaksf.com415-644-4100
Assets Under Management
$5B–$25B
Employees
58
Office Locations
4 offices
Total Accounts
63

About the firm

White Oak Global Advisors is an SEC-registered investment advisor specializing in providing financing solutions to support the growth and business needs of small and medium enterprises ("SMEs") throughout their lifecycle. With over 20 lending products, White Oak provides customized and efficient capital to support small and middle market businesses with their ever changing financing needs.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPooled VehiclesPension/Profit Sharing

Areas of expertise

LendingSmall Business FinancingMiddle MarketSMECapital SolutionsInvestment AdvisorySec-registered

Services

Customized and efficient capital and financing solutions through over 20 lending products to support business growth and financing needs

Private funds / alternatives
HedgePrivate Equity

Who they serve

Small and middle market businesses, and small and medium enterprises (SMEs)

Client segmentClientsAssets managed
Pension/Profit Sharing Plans55$4.8B

0 total clients reported on Form ADV.

Leadership

David Michael Lund
CHIEF FINANCIAL OFFICER
Andre Amin Hakkak
MANAGING MEMBER
Barbara Jean Schassar Mckee
MANAGING MEMBER
Matthew David Caudill
GENERAL COUNSEL
Helene J Jepson
CHIEF COMPLIANCE OFFICER

Office locations

4 offices in 4 states
CA
SAN FRANCISCOHQ
IL
CHICAGO
NY
NEW YORK
FL
MIAMI

Regulatory & compliance

CRD number
#149659
SEC Number
801-70433
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based
Minimum: $50,000,000 (waivable)

Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WHITE OAK GLOBAL ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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