WINDWARD CAPITAL MANAGEMENT CO
SEC RegisteredInvestment Management for High Net Worth Individuals and Institutions
About the firm
Founded in 1996, Windward Capital Management Co. is a full-service financial advisory firm providing comprehensive wealth management and planning for ultra-high-net-worth individuals, families, and institutions. They specialize in personalized investment strategies, estate and tax planning, and multigenerational wealth preservation, as well as the design and management of cost-efficient, compliant corporate retirement plans.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning (retirement, tax strategy, cash flow), investment management, business owner planning (succession, liquidity, 401(k)), family wealth and legacy planning (estate strategies, next-gen planning), charitable and impact planning (philanthropy, ESG, DAFs), and corporate retirement plan design and management.
Who they serve
High-net-worth individuals, families, institutions, and retirement plan sponsors; specifically ultra-high-net-worth individuals and families.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 53 | $25M |
| High Net Worth Individuals | 74 | $1.2B |
| Charitable Organizations | 35 | $642M |
| State/Municipal Entities | 4 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| All-Equity/Balanced/Customized - First $3M | 1.25% |
| All-Equity/Balanced/Customized - Next $2M | 1.00% |
| All-Equity/Balanced/Customized - Next $5M | 0.85% |
| All-Equity/Balanced/Customized - Over $10M | 0.75% |
| Fixed-Income - First $10M | 0.60% |
| Fixed-Income - Next $5M | 0.50% |
| Fixed-Income - Next $5M | 0.40% |
| Fixed-Income - Over $20M | 0.30% |
Data as of April 3, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WINDWARD CAPITAL MANAGEMENT CO has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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