WMS Group LLC
SEC RegisteredA family-owned firm with over three decades of experience
About the firm
Wealth Management Services Group is a Fiduciary Registered Investment Advisory firm based on the Northshore that primarily serves southeast Louisiana. As a family business, they offer holistic financial services with a focus on cost efficiency, personalized coaching, and client advocacy with no hidden fees or corporate agendas.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Retirement planning, investment management, tax planning, portfolio stress testing, and full-service holistic financial management tailored to individual needs.
Who they serve
Individuals in southeast Louisiana, including those who have recently left a job with a 401(k) or retirement plan and those seeking more efficient financial management.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 234 | $85M |
| High Net Worth Individuals | 18 | $40M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $2,000,000 | 1.50% |
| $2,000,001 - $5,000,000 | 0.75% |
| Above $5,000,000 | 0.60% |
Data as of April 7, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WMS Group LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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