Woodward Diversified Capital, LLC
SEC RegisteredServing And Equipping one investor at a time
About the firm
At Woodward Diversified Capital, we want to understand what is important to you. We work diligently to thoroughly equip each investor with options and opportunities that are consistent with their own personal objectives. Our specialty and passion is finding unique opportunities which complement the more traditional investment classes and efficiently capitalize on both sides of balance sheet opportunities.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Finding unique opportunities that complement traditional investment classes and capitalize on both sides of balance sheet opportunities, tailored to each investor's personal objectives
Who they serve
Individual investors with unique priorities depending on age, lifestyle, and risk profile
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 285 | $25M |
| High Net Worth Individuals | 111 | $332M |
| Pension/Profit Sharing Plans | 11 | $218M |
| Charitable Organizations | 22 | $21M |
| State/Municipal Entities | 9 | — |
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 to $999,999 | 1.25% |
| $1,000,000 to $6,999,999 | 1.00% |
| Above $7,000,000 | 0.90% |
Data as of March 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Woodward Diversified Capital, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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