AdFi
WA

WORTH ASSET MANAGEMENT

SEC Registered

Let's Build And Protect Your Wealth

DALLAS, TXhttps://worthassetmgmt.com469-257-5074
Assets Under Management
$100M–$500M
Employees
12
Office Locations
1 office
Total Accounts
333

About the firm

At Worth Asset Management, we do more than manage money — we build relationships that last through every season of life. Based in Dallas–Fort Worth, our fiduciary advisors take a comprehensive approach to your finances, integrating investments, retirement, tax, and estate strategies so every part of your plan works together to protect and grow what you've built.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net Worth

Areas of expertise

Fiduciary Wealth ManagementRetirement PlanningTax StrategiesEstate PlanningInvestment ManagementBusiness Owner PlanningSuccession PlanningLife TransitionsIncome PlanningProtection Planning

Services

Fiduciary wealth management including investment management, retirement income strategies, tax planning, estate planning, cash flow management, employee retirement plans, succession and exit strategies, and protection planning.

Who they serve

Families and individuals, those preparing for retirement, business owners, and people going through life transitions such as divorce, career changes, or loss.

Client segmentClientsAssets managed
Individuals (Non-HNW)247$185M
High Net Worth Individuals82$103M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations4$64k
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

James Willard Clark
MANAGING DIRECTOR
Inc. Southocean Management
MEMBER
Lisa Lee Gesin
CCO

Office locations

1 office in 1 state
TX
DALLASHQ

Advisors at this firm

10 advisors in the directory

Regulatory & compliance

CRD number
#166970
SEC Number
801-122206
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Minimum: $25,000 (waivable)
Asset tierAnnual rate
Fixed $0-$250k1.25%
Fixed $250k-$1m1.00%
Fixed $1m-$2m0.90%
Fixed $2m-$3m0.80%
Fixed $3m-$4m0.70%
Fixed $4m+0.00%
Floating $0-$250k0.75%
Floating $250k-$1m0.50%
Floating $1m-$2m0.40%
Floating $2m-$3m0.30%
Floating $3m-$4m0.20%
Floating $4m+0.00%

Data as of April 15, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WORTH ASSET MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

WORTH ASSET MANAGEMENT in DALLAS, TX | AdvisorFinder