YALE CAPITAL CORP.
SEC RegisteredGuidance and Protection You Need
About the firm
Yale Capital Corporation is an independent investment advisor formed by a team with decades of experience advising clients in the private wealth divisions of major investment banks. The firm's chief investment officer, trained in Modern Portfolio Theory at the Yale School of Management, oversees all client portfolios. Yale Capital Corp. strives to provide sound investment guidance and services as a partner in protecting, sustaining, and growing client wealth.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Tax efficient asset management, relationship-focused client services (including fed wires, money transfers, escrow payments, trust disbursements, cash management, IRA rollovers, competitive margin negotiation, and account paperwork), and MLP (Master Limited Partnership) management customized according to each client's risk profile.
Who they serve
High-net-worth individuals and affluent investors, including multi-generational families.
| Client segment | Clients | Assets managed |
|---|---|---|
| High Net Worth Individuals | 117 | $4.9B |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
5 advisors in the directory
Regulatory & compliance
Data as of April 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. YALE CAPITAL CORP. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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