AdFi
ZI

Zacks Investment Management, Inc.

SEC Registered
Assets Under Management
$5B–$25B
Office Locations
20 offices
Total Accounts
12368

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable OrganizationsOther Investment AdvisersCorporationsOther

Services

Private funds / alternatives
Hedge

Leadership

Inc. Zacks Investment Research
SOLE SHAREHOLDER
Benjamin Laib Zacks
PRESIDENT
Leonard Harvey Zacks
DIRECTOR
Frank Christopher Lanza
CHIEF COMPLIANCE OFFICER
Donald Eugene Ralph
CHIEF FINANCIAL OFFICER
The Greenwood Trust
SHAREHOLDER

Office locations

20 offices in 16 states
IL
ChicagoHQ
CA
La Jolla
CA
Los Angeles
AZ
Phoenix
GA
Atlanta
CO
Denver
IN
Indianapolis
NE
Omaha
TX
Houston
TX
Dallas
CA
San Francisco
WA
Seattle
VA
Alexandria
OH
Cincinnati
FL
Orlando
MA
Boston
NY
New York
FL
Boca Raton
UT
Salt Lake City
MN
Minneapolis

Advisors at this firm

81 advisors in the directory

Paula Jayne Sauer
Investment Adviser Representative
Investment Adviser Representative
Richard Stone Delio
Investment Adviser Representative
Dual-registered
Lawrence David Zerg
Investment Adviser Representative
Dual-registered
Michael Aurelio Jazo
Investment Adviser Representative
Investment Adviser Representative
David Allen Kecskes
Investment Adviser Representative
Investment Adviser Representative
Randy Herman Leclair
Investment Adviser Representative
Investment Adviser Representative
Stephen Scott Philip
Investment Adviser Representative
Investment Adviser Representative
Gregory Curtis Huffman
Investment Adviser Representative
Investment Adviser Representative
Scott D Sprandel
Investment Adviser Representative
Dual-registered
Wayne Edward Lockwood
Investment Adviser Representative
Dual-registered
Alexander Wallace Insley
Investment Adviser Representative
Investment Adviser Representative
Jay Kevin Falini
Investment Adviser Representative
Dual-registered
Michael William Sirianno
Investment Adviser Representative
Investment Adviser Representative
Manish Jain
Investment Adviser Representative
Investment Adviser Representative
David Alan Koty
Investment Adviser Representative
Dual-registered
Brian Ray Vandenheuvel
Investment Adviser Representative
Investment Adviser Representative
Joseph Bernard Peck Jr
Investment Adviser Representative
Dual-registered
Brian Gordon Langenkamp
Investment Adviser Representative
Investment Adviser Representative
Christian Shaun Whittemore
Investment Adviser Representative
Investment Adviser Representative
Charles Kenneth Sherburne
Investment Adviser Representative
Dual-registered
Christopher Michael Glass
Investment Adviser Representative
Dual-registered
Robert Joseph Macdonald
Investment Adviser Representative
Dual-registered
Brian Nielsen Mulberry
Investment Adviser Representative
Dual-registered
Wayne Andrew Hoffman
Investment Adviser Representative
Dual-registered
Gregory Charles Murphy
Investment Adviser Representative
Dual-registered
Sandie Kay Rodda
Investment Adviser Representative
Dual-registered
Frank Christopher Lanza
Investment Adviser Representative
Investment Adviser Representative
Timothy Carter Harper
Investment Adviser Representative
Dual-registered
Matthew Todd Glinsky
Investment Adviser Representative
Dual-registered
Matthew Schaeffer
Investment Adviser Representative
Dual-registered
Kurt Allan Petricek
Investment Adviser Representative
Dual-registered
Andre O Foy
Investment Adviser Representative
Dual-registered
Paul Dominic Mangiardi
Investment Adviser Representative
Dual-registered
Hugh Edward Ketchie II
Investment Adviser Representative
Dual-registered
Jeffrey Clinton Haskin
Investment Adviser Representative
Investment Adviser Representative
David Meyers
Investment Adviser Representative
Investment Adviser Representative
Tonio Crudele
Investment Adviser Representative
Dual-registered
Brian J Levy
Investment Adviser Representative
Investment Adviser Representative
Andrew J Montgomery
Financial Professional
Bradley Taylor Mendenhall
Investment Adviser Representative
Dual-registered
Gregory John Karolich Jr.
Investment Adviser Representative
Dual-registered
Michael James Caterina
Investment Adviser Representative
Dual-registered
Salvatore Esposito
Investment Adviser Representative
Dual-registered
Michael John Roy
Financial Professional
Brian J Donovan
Investment Adviser Representative
Dual-registered
Roman Kobrin
Investment Adviser Representative
Dual-registered
Seth Broderick Jennings
Investment Adviser Representative
Dual-registered
Kevin Leo Gaffey
Investment Adviser Representative
Dual-registered
Edward Ryan Kipp
Investment Adviser Representative
Investment Adviser Representative
Christopher Nicholas Wallack
Investment Adviser Representative
Investment Adviser Representative
Jared Wayne Napper
Investment Adviser Representative
Dual-registered
Noah Rife
Investment Adviser Representative
Investment Adviser Representative
Mitchell Francis Conley
Investment Adviser Representative
Dual-registered
Danielle Dale
Investment Adviser Representative
Dual-registered
James Lawrence Jones
Investment Adviser Representative
Dual-registered
Gabriel Phillip Szymarek
Investment Adviser Representative
Dual-registered
Robert John Alessandro
Investment Adviser Representative
Dual-registered
Kevin Louis Antosz
Investment Adviser Representative
Dual-registered
Koffi Antoine Toulaboe
Investment Adviser Representative
Investment Adviser Representative
Tracy K Martin Jr
Investment Adviser Representative
Investment Adviser Representative
Nicholas Keith Lopez
Investment Adviser Representative
Dual-registered
Christian Cody
Investment Adviser Representative
Investment Adviser Representative
James Alexander Fives
Investment Adviser Representative
Dual-registered
Triston Rafael Navarro
Investment Adviser Representative
Investment Adviser Representative
Sean Philbin
Investment Adviser Representative
Investment Adviser Representative
Jacob Conger
Investment Adviser Representative
Dual-registered
Elliot Andrew Salrin
Investment Adviser Representative
Investment Adviser Representative
Matthew Leonard Richard
Investment Adviser Representative
Investment Adviser Representative
James Thomas Begley
Investment Adviser Representative
Investment Adviser Representative
Nicholas James Demetral
Investment Adviser Representative
Investment Adviser Representative
Daniel August Powers
Investment Adviser Representative
Investment Adviser Representative
George Constantine Fludas
Investment Adviser Representative
Investment Adviser Representative
John Patrick Bouska
Investment Adviser Representative
Investment Adviser Representative
Logan Liam Johnston
Investment Adviser Representative
Investment Adviser Representative
Harold Lee Martin III
Investment Adviser Representative
Dual-registered
Mathew Holmes-Hackerd
Investment Adviser Representative
Investment Adviser Representative
Nathaniel Peter Feit
Investment Adviser Representative
Investment Adviser Representative
Davis Charles Lipp
Investment Adviser Representative
Investment Adviser Representative
Matthew George Newton
Investment Adviser Representative
Investment Adviser Representative
Bennett Kinkade
Investment Adviser Representative
Investment Adviser Representative
Herbert Lawrence Brown
Investment Adviser Representative
Dual-registered

Regulatory & compliance

CRD number
#110897
SEC Number
801-40592
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Flat Fee / Performance-based

Data as of May 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Zacks Investment Management, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Zacks Investment Management in Chicago, IL - Fees & Services