AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
AW

APEX WEALTH MANAGEMENT, LLC

BEDFORD, NH
RIA

Built on Trust, Integrity, and Transparency

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Private Family OfficeWealth Management
Fee model
AUM / Flat Fee
Account Minimum
$500k
View profile
A

APFORIA

VIRGINIA BEACH, VA
RIA

The Compliance Infrastructure Behind Independent Advisory Practices

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

SEC RegistrationOutsourced ComplianceFee-only+5
Fee model
AUM / Hourly / Flat Fee
View profile
AC

APHIAS CAPITAL, L.P.

SAN FRANCISCO, CA
RIA

Experienced navigators helping companies and teams achieve their North Star

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Private EquityMiddle-marketHealthcare Services+4
Fee model
AUM / Performance-based
Account Minimum
$10.0M
View profile
A&

APIS & HERITAGE CAPITAL PARTNERS, LLC

WASHINGTON, DC
RIA

Business Owners Preserving Legacy

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Employee OwnershipEsopsEmployee-led Buyouts+5
Fee model
AUM / Performance-based
View profile
AC

APOGEM CAPITAL LLC

NEW YORK, NY
RIA

Your Middle Market Partner

AUM
$25B+
Advisors
53
Offices
5
Founded

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing+1

Expertise

Middle MarketPrivate EquityPrivate Credit+8
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$1.0M
View profile
AF

APOLLON FINANCIAL, LLC

MOUNT PLEASANT, SC
RIA

Pioneering a new standard for financial wellness

AUM
$1B–$5B
Advisors
18
Offices
3
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Wealth ManagementFinancial PlanningFee-based Advisory+5
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile
AP

APPLETON PARTNERS, INC.

BOSTON, MA
RIA

Discover True Partnership

AUM
$5B–$25B
Advisors
Offices
1
Founded
1986

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Separate Account ManagementWealth ManagementFinancial Planning+4
Fee model
AUM
Account Minimum
$2.0M
View profile
A&

APPLEWHITE & BUYS FINANCIAL ADVISORS

DALLAS, TX
RIA

A boutique financial advisory, CPA & investment management firm with a focus on dentistry.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

DentistryFinancial AdvisoryCPA+5
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$25k
View profile
AC

APPLIED CAPITAL

N/A
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Investment AdvisoryRegistered Investment Adviser
Fee model
AUM
Account Minimum
$100k
View profile
AF

APPLIED FUNDAMENTAL RESEARCH, LLC

CAMBRIDGE, MA
RIA

Applying rigor and discipline to identify mispriced equity opportunities

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Fundamental ResearchEquity InvestingConcentrated Portfolios+3
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
AR

APPROACH RETIREMENT ADVISORS, LLC

BIRMINGHAM, AL
RIA

Your Retirement, Simplified and Optimized

AUM
$100M–$500M
Advisors
Offices
3
Founded

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Retirement PlanningTax-efficient InvestingWealth Management+5
Fee model
AUM / Hourly
Account Minimum
$2.0M
View profile
AW

APRICUS WEALTH LLC

BEAUFORT, SC
RIA

Looking for transparent, enduring and personal?

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementInvestment ManagementEquity Investing+7
Fee model
AUM
Account Minimum
$3.0M
View profile
AA

APRIEM ADVISORS

IRVINE, CA
RIA

Your Families Trusted Wealth Management Team

AUM
$1B–$5B
Advisors
Offices
3
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+2

Expertise

Wealth ManagementFiduciary AdviceRetirement Planning+7
Fee model
AUM / Flat Fee / Performance-based
View profile
AW

APRIO WEALTH MANAGEMENT, LLC

ATLANTA, GA
RIA

Comprehensive Wealth Management

AUM
$1B–$5B
Advisors
Offices
10
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Financial PlanningInvestment ManagementTax Planning+6
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile
AI

APS INVESTMENT MANAGEMENT GROUP

JACKSON, CA
RIA

CONFIDENCE | EXPERIENCE | TRADITION

AUM
$100M–$500M
Advisors
2
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Managed AssetsRetirement PlanningInvestment Portfolio Analysis+5
Fee model
AUM / Hourly
Account Minimum
$100k
View profile
AC

APTUS CAPITAL ADVISORS, LLC

FAIRHOPE, AL
RIA

True Diversification

AUM
$5B–$25B
Advisors
Offices
6
Founded

Firm Focus

IndividualsHigh Net WorthInvestment Companies

Expertise

Risk ManagementActive EtfsManaged Portfolios+5
Fee model
AUM / Flat Fee
Account Minimum
$50k
View profile
AC

AQR CAPITAL MANAGEMENT, LLC

GREENWICH, CT
RIA

Investment Innovation at the Intersection of Technology, Data, and Behavioral Finance

AUM
$25B+
Advisors
102
Offices
1
Founded

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1

Expertise

Systematic InvestingAlternativesEquities+7
Fee model
AUM / Performance-based / Other
Account Minimum
$1.0M
View profile
AH

AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC

NEW YORK, NY
RIA

Passion Drives Performance

AUM
$25B+
Advisors
Offices
1
Founded
2018

Firm Focus

Pooled VehiclesPension/Profit SharingState/Municipal

Expertise

InsuranceAsset ManagementReinsurance+6
Fee model
AUM / Performance-based
View profile
AC

AQUATIC CAPITAL MANAGEMENT LLC

CHICAGO, IL
RIA

Creating a Leading-Edge Research & Development Company

AUM
$5B–$25B
Advisors
Offices
3
Founded

Firm Focus

Pooled Vehicles

Expertise

Quantitative InvestingSystematic StrategiesResearch And Development+3
Fee model
Performance-based / Other
View profile
AA

AQUILANT ADVISORS

ST. LOUIS, MO
RIA

Our Knowledge is Your Power

AUM
$100M–$500M
Advisors
2
Offices
2
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Registered Investment AdvisorWealth ManagementFamily Office+3
Fee model
AUM / Hourly
Account Minimum
$25k
View profile
AC

ARABLE CAPITAL PARTNERS, LLC

BELLEVUE, WA
RIA

Discover How We Cultivate Long-Term Value

AUM
$500M–$1B
Advisors
Offices
2
Founded

Firm Focus

Pooled Vehicles

Expertise

FoodAgribusinessLong-term Investing+4
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
AP

ARA PARTNERS

HOUSTON, TX
RIA

Built to Decarbonize

AUM
$5B–$25B
Advisors
Offices
4
Founded

Firm Focus

Pooled Vehicles

Expertise

DecarbonizationPrivate EquityInfrastructure+12
Fee model
AUM / Performance-based
Account Minimum
$5.0M
View profile
AC

ARAVALLI CAPITAL MANAGEMENT LP

NEW YORK, NY
RIA

Focused on securitized credit and asset backed finance.

AUM
$100M–$500M
Advisors
Offices
1
Founded
2023

Firm Focus

Pooled Vehicles

Expertise

Securitized CreditAsset Backed FinanceAlternative Asset Management+2
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
AA

ARAX ADVISORY PARTNERS

DENVER, CO
RIA

Understanding the economics of your life.

AUM
$5B–$25B
Advisors
9
Offices
12
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+3

Expertise

Wealth ManagementFinancial PlanningFamily Planning+1
Fee model
AUM / Hourly / Flat Fee / Performance-based / Other
Account Minimum
$50k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 13 | AdvisorFinder