AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
MF

MCQUEEN FINANCIAL ADVISORS II, INC.

CLAWSON, MI
RIA
AUM
$5B–$25B
Advisors
2
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit Sharing
Fee model
AUM / Hourly / Flat Fee / Performance-based
View profile
ML

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY
RIA
AUM
$25B+
Advisors
10k+
Offices
26
Founded

Firm Focus

High Net WorthPension/Profit SharingCharitable Organizations+1
Fee model
AUM / Commission / Flat Fee
View profile
MI

METLIFE INVESTMENT MANAGEMENT, LLC

WHIPPANY, NJ
RIA
AUM
$25B+
Advisors
39
Offices
11
Founded

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+2
Fee model
AUM / Performance-based / Other
View profile
MM

MIRABILIS MANAGEMENT COMPANY LLC

N/A
RIA
AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit Sharing
Fee model
AUM / Flat Fee
View profile
MA

MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC

NEW YORK, NY
RIA
AUM
$5B–$25B
Advisors
Offices
2
Founded

Firm Focus

High Net WorthPooled Vehicles
Fee model
AUM / Performance-based
View profile
MW

MODERA WEALTH MANAGEMENT, LLC

WESTWOOD, NJ
RIA
AUM
$5B–$25B
Advisors
Offices
27
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2
Fee model
AUM / Hourly / Flat Fee
View profile
MC

MODERN CAPITAL ADVISORS, LLC

RALEIGH, NC
RIA
AUM
$100M–$500M
Advisors
18
Offices
5
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal
Fee model
AUM / Hourly / Flat Fee / Other
Account Minimum
$5k
View profile
MC

MONOGRAM CAPITAL MANAGEMENT, L.P.

BEVERLY HILLS, CA
RIA
AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPooled Vehicles
Fee model
AUM / Performance-based / Other
View profile
MA

MORETON ASSET MANAGEMENT, LLC

FARMINGTON, UT
RIA
AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit Sharing
Fee model
AUM / Hourly
View profile
MC

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

WESTMINSTER, CO
RIA
AUM
$500M–$1B
Advisors
Offices
4
Founded

Firm Focus

IndividualsHigh Net Worth
Fee model
AUM
View profile
MC

MSH CAPITAL ADVISORS LLC

SCOTTSDALE, AZ
RIA
AUM
$1B–$5B
Advisors
25
Offices
4
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2
Fee model
AUM / Flat Fee
Account Minimum
$5k
View profile
MC

MUDRICK CAPITAL

NEW YORK, NY
RIA
AUM
$1B–$5B
Advisors
Offices
2
Founded

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing
Fee model
AUM / Performance-based
View profile
MW

MULHOLLAND WEALTH ADVISORS, LLC

SCOTTSDALE, AZ
RIA
AUM
$500M–$1B
Advisors
16
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth
Fee model
AUM
Account Minimum
$200k
View profile
MW

MYCIO WEALTH PARTNERS, LLC

PHILADELPHIA, PA
RIA
AUM
$5B–$25B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+3
Fee model
AUM / Hourly / Flat Fee
View profile
NI

NATIONAL INVESTMENT SERVICES OF AMERICA, LLC

MILWAUKEE, WI
RIA
AUM
$5B–$25B
Advisors
Offices
2
Founded

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1
Fee model
AUM / Performance-based
View profile
NF

NATIONS FINANCIAL GROUP, INC.

CEDAR RAPIDS, IA
RIA
AUM
$1B–$5B
Advisors
79
Offices
26
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2
Fee model
AUM / Flat Fee
Account Minimum
$25k
View profile
NF

NAVY FEDERAL INVESTMENT SERVICES, LLC

VIENNA, VA
RIA
AUM
$1B–$5B
Advisors
168
Offices
29
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1
Fee model
AUM
Account Minimum
$50k
View profile
NI

NESTEGGS, INC.

JACKSONVILLE, FL
RIA
AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1
Fee model
AUM / Hourly / Flat Fee
View profile
NA

NEWEDGE ADVISORS

NEW ORLEANS, LA
RIA
AUM
$25B+
Advisors
399
Offices
208
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2
Fee model
AUM / Hourly / Flat Fee
View profile
NE

NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC

WELLESLEY, MA
RIA
AUM
$5B–$25B
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2
Fee model
AUM / Flat Fee
View profile
NH

NEW HARBOR FINANCIAL GROUP, LLC

WORCESTER, MA
RIA
AUM
$500M–$1B
Advisors
1
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
View profile
NW

NICOLET WEALTH MANAGEMENT

GREEN BAY, WI
RIA
AUM
$1B–$5B
Advisors
25
Offices
10
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1
Fee model
AUM
View profile
NT

NORTHERN TRUST INVESTMENTS, INCORPORATED

CHICAGO, IL
RIA
AUM
$25B+
Advisors
124
Offices
8
Founded

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+3
Fee model
AUM / Flat Fee / Performance-based / Other
View profile
NA

NOTE ADVISORS, LLC

BUFFALO, NY
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
View profile

Looking for the right firm?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisory Firms - Page 13 | AdvisorFinder