ALLISON INVESTMENT MANAGEMENT, LLC
SEC RegisteredAn unwavering commitment to our clients' prosperity and the highest ethical standards.
About the firm
Allison Investment Management, LLC is a family owned private wealth management firm. They offer separately managed accounts to high-net-worth individuals whose investment portfolios exceed $500,000, built on the belief that investors deserve a higher level of professionalism, ethical standards, and portfolio customization than what is offered by the conventional financial advisor/client relationship.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Separately managed accounts with direct access to the investment decision-maker, no third party investment advisers or pre-packaged investment portfolios, offering highly customized investment portfolios around clients' specific financial needs.
Who they serve
High-net-worth individuals whose investment portfolios exceed $500,000.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 22 | $6.6M |
| High Net Worth Individuals | 78 | $157M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $500,000 | 1.50% |
| $500,001 - $1,000,000 | 1.35% |
| $1,000,001 - $2,000,000 | 1.20% |
| $2,000,001 - $4,000,000 | 1.00% |
| $4,000,001 - $8,000,000 | 0.80% |
| Over $8,000,000 | 0.60% |
Data as of March 6, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ALLISON INVESTMENT MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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