AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
AL

ARMADILLO LITIGATION FUNDING LLC

HOUSTON, TX
RIA

Empower your firm for unprecedented growth.

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Litigation FundingMass TortLaw Firm Lending+3
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
AC

ARMISTICE CAPITAL LLC

NEW YORK, NY
RIA
AUM
$1B–$5B
Advisors
—
Offices
3
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Long/shortValue-orientedEvent-driven+4
Fee model
AUM / Performance-based
View profile
AC

ARMORY CAPITAL MANAGEMENT, LLC

SYRACUSE, NY
RIA

Wealth Management { for the Sensible Investor }

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementPortfolio ManagementRetirement Plan Consulting+4
Fee model
AUM
View profile
AC

ARMOUR CAPITAL MANAGEMENT LP

VERO BEACH, FL
RIA
AUM
$5B–$25B
Advisors
4
Offices
1
Founded
2009

Firm Focus

Pooled Vehicles

Expertise

Mortgage InvestmentsRegistered Investment AdvisorAsset Management+7
Fee model
Other
View profile
AW

ARMOUR WEALTH ADVISORS, LLC

TUMWATER, WA
RIA

I design tax-smart financial, retirement and estate plans for Washington residents and their families

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Retirement PlanningTax PlanningEstate Planning+7
Fee model
AUM
View profile
AD

ARMSTRONG DIXON

BALTIMORE, MD
RIA

Independent Financial Guidance

AUM
$100M–$500M
Advisors
6
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementComprehensive Financial PlanningInvestment Management+9
Fee model
AUM / Flat Fee
View profile
AL

ARNHOLD LLC

NEW YORK, NY
RIA
AUM
$5B–$25B
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing+1

Expertise

Investment ManagementPrivate FundsSeparate Accounts+1
Fee model
AUM / Performance-based
View profile
AC

ARRINGTON CAPITAL INVESTMENT MANAGEMENT, LLC

MIAMI, FL
RIA
AUM
$1B–$5B
Advisors
—
Offices
1
Founded
2017

Firm Focus

Pooled Vehicles

Expertise

Digital AssetsWeb3Crypto+2
Fee model
AUM / Performance-based
Account Minimum
$100k
View profile
AI

ARROWHEAD INVESTMENT MANAGEMENT LLC

WHITE PLAINS, NY
RIA

Flexible Private Capital Solutions for Middle-Market Companies

AUM
Under $100M
Advisors
—
Offices
2
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Private CapitalMiddle-marketCapital Structure+3
Fee model
AUM / Performance-based / Other
View profile
AI

ARROW INVESTMENT MANAGEMENT, LLC

NEW YORK, NY
RIA

Optimizing Structured Investments

AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pension/Profit Sharing

Expertise

Structured InvestmentsInvestment AnalyticsInvestment Management+5
Fee model
AUM / Flat Fee
View profile
AA

ARROWMARK ASSET MANAGEMENT, LLC

DENVER, CO
RIA
AUM
$100M–$500M
Advisors
—
Offices
2
Founded
2007

Firm Focus

Investment Companies

Expertise

CreditCLO FundsEquity+9
Fee model
AUM
View profile
AF

ARROWROOT FAMILY OFFICE, LLC

MARINA DEL REY, CA
RIA

SOFTWARE-FOCUSED BOUTIQUE INVESTMENT BANK

AUM
$100M–$500M
Advisors
—
Offices
5
Founded
2013

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+3

Expertise

SaasSoftwareBoutique Investment Banking+7
Fee model
AUM / Hourly / Flat Fee / Performance-based
Account Minimum
$25k
View profile
AW

ARROW WEALTH ADVISORY LLC

N/A
RIA

Independent and Experienced

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Wealth ManagementUltra-high-net-worthTax Planning+5
Fee model
Flat Fee
View profile
AE

ARROYO ENERGY INVESTMENT PARTNERS LLC

SPRING, TX
RIA

THE FUTURE IS IN INFRASTRUCTURE

AUM
$1B–$5B
Advisors
—
Offices
2
Founded
2003

Firm Focus

Pooled Vehicles

Expertise

PowerEnergy InfrastructureNorth America+2
Fee model
AUM / Performance-based
View profile
AR

ARTEMIS REAL ESTATE PARTNERS

CHEVY CHASE, MD
RIA

Fueled by the power of partnership

AUM
$5B–$25B
Advisors
2
Offices
4
Founded
—

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Real Estate Investment ManagementEquity InvestmentsDebt Investments+14
Fee model
AUM / Performance-based
Account Minimum
$10.0M
View profile
AW

ARTEMIS WEALTH ADVISORS, LLC

NEW YORK, NY
RIA

Built for Visionaries. Trusted by Generations.

AUM
$1B–$5B
Advisors
—
Offices
2
Founded
1997

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+1

Expertise

Macroeconomic InvestingAsset AllocationFamily Office+6
Fee model
AUM / Performance-based
View profile
AF

ARTESA FINANCIAL GROUP

CONROE, TX
RIA

Our Goal is to Help Clients Achieve Financial & Retirement Freedom

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2001

Firm Focus

High Net Worth

Expertise

Wealth ManagementInvestment StrategyIncome Planning+3
Fee model
AUM
View profile
AC

ARTIENCE CAPITAL MANAGEMENT, LLC

N/A
RIA

The process of combining art and science to deliver meaningful, customized investment advice and optimized portfolio returns.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Investment AdvicePortfolio ManagementCustomized Portfolios
Fee model
AUM / Hourly
Account Minimum
$1.0M
View profile
AC

ARTIST CAPITAL MANAGEMENT LLC

NEW YORK, NY
RIA

One Vision. Two Competencies.

AUM
$100M–$500M
Advisors
2
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Investment ManagementCapital MarketsFund Placement+3
Fee model
AUM / Performance-based
View profile
AM

ASA MANAGED ACCOUNT MANAGERS LLC

MINNEAPOLIS, MN
RIA

Helping Clients with their Fixed Income Needs

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
2000

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Fixed IncomeMunicipal BondsPrivate Loans+6
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$100k
View profile
AC

ASB CAPITAL MANAGEMENT LLC

BETHESDA, MD
RIA
AUM
$25B+
Advisors
—
Offices
2
Founded
—

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Institutional Investment ManagementEquity ManagementFixed Income Management+6
Fee model
AUM / Performance-based
View profile
AC

ASCENDANT CAPITAL PARTNERS LP

LOS ANGELES, CA
RIA

Ascendant is a vertically integrated real estate investment and operating platform.

AUM
$1B–$5B
Advisors
—
Offices
2
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Real Estate InvestmentHospitalityMultifamily+5
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
AI

ASCEND INVESTMENT PARTNERS

OGDEN, UT
RIA

Plan for your future. Keep more for your family. Grow for generations.

AUM
$500M–$1B
Advisors
—
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Retirement PlanningInvestment ManagementFee-only+5
Fee model
AUM / Hourly
View profile
AW

ASCENSION WEALTH PARTNERS, LLC

PLEASANT HILL, CA
RIA

Welcome to Ascension Wealth Partners, LLC

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Wealth ManagementInvestor BehaviorAcademic Investing+3
Fee model
AUM
View profile

Looking for the right firm?

Get personalized recommendations based on your financial goals and needs.

Get matched→
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.