AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
AW

ASCENT WEALTH PARTNERS, LLC

NEW HARTFORD, NY
RIA

Reach for your best financial future

AUM
$1B–$5B
Advisors
—
Offices
3
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Investment ManagementFinancial PlanningWealth Solutions+4
Fee model
AUM
View profile
AI

ASHDON INVESTMENT MANAGEMENT, LLC

TULLAHOMA, TN
RIA

Bespoke Solutions for Preserving and Growing Your Financial Legacy

AUM
$100M–$500M
Advisors
—
Offices
2
Founded
—

Firm Focus

High Net WorthState/Municipal

Expertise

Investment ManagementWealth PreservationLegacy Planning+5
Fee model
AUM / Flat Fee
Account Minimum
$100k
View profile
AC

ASHFORD CAPITAL MANAGEMENT INC

WILMINGTON, DE
RIA

At Ashford, we build "small situation" portfolios of great companies.

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
1979

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing+1

Expertise

Small CapGrowth InvestingOriginal Research+6
Fee model
AUM / Performance-based
Account Minimum
$10.0M
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AC

ASILIA CREDIT INVESTMENTS

SALT LAKE CITY, UT
RIA

Nimble. Transparent. Experienced.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Real EstatePrivate CreditPrivate Equity+5
Fee model
AUM / Performance-based
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AC

ASIO CAPITAL LLC

LEXINGTON, KY
RIA

Wealth management, simplified.

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit SharingCharitable Organizations+1

Expertise

Wealth ManagementInvestment PlanningRetirement Planning+7
Fee model
AUM / Other
Account Minimum
$1.0M
View profile
AD

ASK DOLLY

DENVER, CO
RIA

A NEW WORLD OF FINANCIAL WISDOM.

AUM
Not disclosed
Advisors
—
Offices
1
Founded
—

Firm Focus

Individuals

Expertise

Personal FinanceFinancial EducationAI Financial Guidance+5
Fee model
Subscription
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AS

A SLING & A STONE, INCORPORATED

BURNET, TX
RIA

We are a fee-only, fiduciary investment adviser based in Burnet, Texas, located amongst the Highland Lakes about 50 miles "west of weird".

AUM
$100M–$500M
Advisors
1
Offices
1
Founded
—

Firm Focus

High Net WorthPooled Vehicles

Expertise

Fee-onlyFiduciaryRetirement Planning+5
Fee model
AUM / Hourly / Performance-based
View profile
AS

A SMARTER WAY TO INVEST

BRIGHTON, MI
RIA

What's Your Investment Discipline?

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Separately Managed AccountsSMA CustomizationThird-party Investment Adviser+7
Fee model
AUM / Other
Account Minimum
$250k
View profile
AI

ASPEN INVESTMENT MANAGEMENT INC.

GRAND RAPIDS, MI
RIA

Your Life's Work Deserves a Thoughtful Plan

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
1993

Firm Focus

High Net Worth

Expertise

Portfolio ManagementFinancial PlanningRetirement Planning+6
Fee model
AUM
Account Minimum
$250k
View profile
AW

ASPEN WEALTH STRATEGIES, LLC

ARVADA, CO
RIA

Your Lifelong Financial Partner

AUM
$100M–$500M
Advisors
—
Offices
4
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Fee-only Financial PlanningRetirement PlanningEstate Planning+11
Fee model
AUM / Hourly / Flat Fee / Other
View profile
AW

ASPIREAN WEALTH, LLC

MILL VALLEY, CA
RIA

Picture It. Peace of Mind.

AUM
$100M–$500M
Advisors
—
Offices
4
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Evidence-based InvestingFinancial PlanningFiduciary+5
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
View profile
AP

ASPIRE PRIVATE CAPITAL

CORNELIUS, NC
RIA

Comprehensive Wealth Management

AUM
$500M–$1B
Advisors
—
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Wealth ManagementInvestment ManagementTax Efficiency+11
Fee model
AUM
View profile
AS

ASPIRE STRATEGIST PORTFOLIOS LLC

NEW YORK, NY
RIA

Navigating Markets Shoulder to Shoulder with Our Clients

AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pension/Profit SharingState/Municipal

Expertise

Portfolio ManagementAsset AllocationOpen Architecture+3
Fee model
AUM / Flat Fee
View profile
AM

ASSET MANAGEMENT GROUP

CARTERSVILLE, GA
RIA

Life moves pretty quickly.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

FiduciaryMoney ManagementIncome Planning+8
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile
AM

ASSET MANAGEMENT STRATEGIES, INC.

INDIANAPOLIS, IN
RIA

Your Financial Future Has Arrived.

AUM
$100M–$500M
Advisors
—
Offices
3
Founded
1985

Firm Focus

IndividualsHigh Net Worth

Expertise

Fee-only Investment AdviceRetirement PlanningIRA Rollovers+9
Fee model
AUM / Hourly / Flat Fee
View profile
AI

ASSETMARK, INC.

CONCORD, CA
RIA
AUM
$25B+
Advisors
361
Offices
5
Founded
—

Firm Focus

High Net WorthInvestment CompaniesPension/Profit Sharing+2

Expertise

Investment AdvisoryMarketing ServicesFinancial Advisors
Fee model
AUM / Flat Fee
View profile
AO

ASSET ONE WEALTH MANAGEMENT, LLC

BELLEVUE, WA
RIA

Driven by Purpose. Defined by Results.

AUM
$500M–$1B
Advisors
6
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth PlanningInvestment ManagementTax Strategy+5
Fee model
AUM
View profile
AP

ASSET PLANNING CORPORATION

W. PALM BEACH, FL
RIA

Planning with purpose. Investing with confidence.

AUM
$100M–$500M
Advisors
3
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Wealth ManagementFinancial PlanningInvestment Management+3
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$25k
View profile
AP

ASSET PLANNING, INC

LOS ALAMITOS, CA
RIA

Your Goals, Our Guidance — Always in Your Best Interest.

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
1998

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementRetirement PlanningTax Strategies+8
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
View profile
AP

ASSET PRESERVATION ADVISORS, LLC

ATLANTA, GA
RIA

CARING FOR CLIENT PORTFOLIOS, BOND BY BOND

AUM
$5B–$25B
Advisors
3
Offices
2
Founded
1989

Firm Focus

High Net WorthInvestment CompaniesPension/Profit Sharing

Expertise

Municipal BondsTax-exempt BondsTaxable Municipal Bonds+4
Fee model
AUM / Flat Fee
Account Minimum
$500k
View profile
AS

ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC

CAMP HILL, PA
RIA

A partner in retirement planning

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Retirement Planning401(k)403(b)+9
Fee model
AUM
View profile
AI

ASSOCIATED INVESTMENT SERVICES, INC.

GREEN BAY, WI
RIA

Automated Savings: Set it. Forget it.

AUM
$1B–$5B
Advisors
48
Offices
26
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Personal BankingBusiness BankingCommercial Banking+9
Fee model
AUM
View profile
AI

ASSUREDPARTNERS INVESTMENT ADVISORS

TAMPA, FL
RIA

Power through Partnership

AUM
$1B–$5B
Advisors
24
Offices
14
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Retirement PlansFiduciary SupportPlan Design+9
Fee model
AUM / Hourly / Flat Fee / Other
View profile
AC

ASTARA CAPITAL PARTNERS, L.P.

NEW YORK, NY
RIA

INVESTORS AND OPERATORS PARTNERING TO BUILD SUSTAINABLE VALUE

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles
Fee model
AUM / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.