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Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
SP

SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

SAINT AUGUSTINE, FL
RIA

Retirement done right- Where work is optional but a secure financial future is not!

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Retirement PlanningInvestment PlanningTax Planning+7
Fee model
AUM / Flat Fee
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S&

SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC

N/A
RIA

Independent, Objective, Financial Advice

AUM
$100M–$500M
Advisors
Offices
2
Founded
1971

Firm Focus

High Net WorthState/Municipal

Expertise

Asset ManagementFinancial PlanningRegistered Investment Advisor+2
Fee model
AUM
Account Minimum
$100k
View profile
SW

SCHULZ WEALTH, LTD.

MANSFIELD, TX
RIA

Your Path to Financial Success Starts Here

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Business Owner PlanningExit PlanningBuy/sell Planning+10
Fee model
AUM / Flat Fee
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S&

SCHWARTZ & CO.

BLOOMFIELD HILLS, MI
RIA

Relationships. Rigor. Results.

AUM
$5B–$25B
Advisors
28
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Institutional InvestingWealth ManagementInvestment Banking+3
Fee model
AUM / Hourly / Flat Fee
View profile
SC

SCI CAPITAL PARTNERS LP

LOS ANGELES, CA
RIA

We build and bring together businesses that matter

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Business DevelopmentEntrepreneurial CultureCompany Growth+3
Fee model
Performance-based / Other
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S&

SCIENCE & TECHNOLOGY PARTNERS, L.P.

GREENWICH, CT
RIA

Grounded in Discipline. Investing in Innovation.

AUM
$100M–$500M
Advisors
Offices
1
Founded
2024

Firm Focus

Pooled Vehicles

Expertise

Long-biased Hedge FundTechnology InvestingHealthcare Investing+7
Fee model
AUM / Performance-based
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SF

SCIRE FUND III GP, LLC

DENVER, CO
RIA

Integrity Invested.

AUM
Not disclosed
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Real EstateNon-correlated AssetsNiche Investments+2
Fee model
AUM / Performance-based
Account Minimum
$250k
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SW

SCISSORTAIL WEALTH MANAGEMENT, LLC

TULSA, OK
RIA

Helping People is the heart of what we do

AUM
$500M–$1B
Advisors
5
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Wealth ManagementFinancial PlanningRegistered Investment Advisor+1
Fee model
AUM / Flat Fee
View profile
SC

SCOTT CAPITAL ADVISORS, LLC

PORTLAND, OR
RIA

Legacies at Work

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementInstitutional InvestingIndependent RIA+3
Fee model
AUM / Hourly / Flat Fee
View profile
SI

SCP INVESTMENT, LP

N/A
RIA

Boutique Alternative Investment Solutions

AUM
$1B–$5B
Advisors
Offices
1
Founded
2016

Firm Focus

Pooled Vehicles

Expertise

Alternative InvestmentsOCIOFundamental Long/short Equity+5
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
ST

S.C. THOMAS & ASSOCIATES, CPA, LLC

MEDINA, OH
RIA

Financial advisory services to help you reach your goals

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

TaxAccountingWealth Management+6
Fee model
AUM / Hourly
Account Minimum
$500k
View profile
SW

SCULATI WEALTH MANAGEMENT, LLC

BLOOMFIELD HILLS, MI
RIA

Fee-Only. Fiduciary. Focused on You.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Holistic Wealth ManagementFee-onlyFiduciary+5
Fee model
AUM
Account Minimum
$500k
View profile
SC

SDC CAPITAL PARTNERS, LLC

NEW YORK, NY
RIA

Digital Infrastructure for a Connected World

AUM
$5B–$25B
Advisors
Offices
2
Founded

Firm Focus

Pooled Vehicles

Expertise

Digital InfrastructureData CentersFiber Networks+6
Fee model
AUM / Performance-based
Account Minimum
$5.0M
View profile
SC

SEABURY CAPITAL MANAGEMENT LLC

NEW YORK, NY
RIA
AUM
$1B–$5B
Advisors
6
Offices
1
Founded
1995

Firm Focus

Pooled Vehicles

Expertise

Aviation AdvisoryInvestment BankingRestructuring+7
Fee model
AUM
View profile
SC

SEAMANS CAPITAL MANAGEMENT, LLC

WALTHAM, MA
RIA

KNOWLEDGE — OUR FOUNDATION FOR SUCCESS

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Impact InvestingESGTechnology+3
Fee model
AUM / Performance-based
Account Minimum
$500k
View profile
SF

SEAMOUNT FINANCIAL GROUP INC

COLORADO SPRINGS, CO
RIA

OUR MISSION is to improve the lives of clients and their families by providing objective advice and exceptional service.

AUM
$500M–$1B
Advisors
6
Offices
4
Founded
1982

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Wealth ManagementRetirement PlanningTax Planning+13
Fee model
AUM / Hourly / Flat Fee
View profile
SG

SEAPORT GLOBAL ASSET MANAGEMENT LLC

NEW YORK, NY
RIA

Access to unique investment opportunities.

AUM
Under $100M
Advisors
2
Offices
2
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Asset ManagementPortfolio ManagementSpecialty Lending+8
Fee model
AUM / Performance-based
Account Minimum
$250k
View profile
SF

SEARCH FUND ACCELERATOR, LLC

NEW ORLEANS, LA
RIA

Search. Optimized.

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

Pooled Vehicles

Expertise

Search FundsEntrepreneurship Through AcquisitionCEO Development+3
Fee model
Performance-based / Other
View profile
S&

SEARLE & CO.

GREENWICH, CT
RIA
AUM
$500M–$1B
Advisors
13
Offices
1
Founded
1982

Firm Focus

High Net Worth

Expertise

BrokerageInvestment AdvisoryFull-service Investment+2
Fee model
AUM / Commission
View profile
SW

SEASIDE WEALTH MANAGEMENT, INC.

CARLSBAD, CA
RIA

Avoid Wealth Erosion With A Proven System

AUM
$100M–$500M
Advisors
1
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Retirement Income PlanningInvestment ManagementTax Planning+6
Fee model
AUM / Hourly / Flat Fee
View profile
SI

SEASON INVESTMENTS, LLC

COLORADO SPRINGS, CO
RIA

Freedom to pursue what makes life truly rich.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+1

Expertise

Financial PlanningInvestment ManagementWealth Management+2
Fee model
AUM / Flat Fee / Performance-based
View profile
SW

SEATTLE WEALTH MANAGEMENT LLC

SEATTLE, WA
RIA

Comprehensive Financial Planning and Wealth Management

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Financial PlanningWealth ManagementInvestment Advisory+1
Fee model
AUM / Hourly / Flat Fee
View profile
SA

SEBETIC ADVISORS, LLC

N/A
RIA

When it's time to retire... ...will you be ready?

AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Retirement IncomeInvestment Portfolio Management401k+5
Fee model
AUM / Performance-based
Account Minimum
$500k
View profile
SA

SECOND ALPHA PARTNERS

NEW YORK, NY
RIA

Thought leaders in providing liquidity for shareholders

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Secondary LiquidityPrivate Company SharesConvertible Securities+5
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 152 | AdvisorFinder