AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
SL

SAPERSTON LEGACY ADVISORS, INC.

HAMBURG, NY
RIA

START BUILDING YOUR LEGACY TODAY

AUM
$100M–$500M
Advisors
—
Offices
2
Founded
1989

Firm Focus

High Net Worth

Expertise

Registered Investment AdvisorReal Estate
Fee model
AUM / Hourly
View profile
SR

SARATOGA RESEARCH & INVESTMENT MANAGEMENT

SARATOGA, CA
RIA

Welcome to Saratoga Research & Investment Management

AUM
$1B–$5B
Advisors
—
Offices
2
Founded
1995

Firm Focus

IndividualsHigh Net WorthInvestment Companies+1

Expertise

Equity PortfoliosSeparately Managed AccountsHigh-quality Businesses+5
Fee model
AUM
Account Minimum
$100k
View profile
SG

SARDIS GROUP, LLC

ATLANTA, GA
RIA

Long-Term Credit Investing

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

Investment CompaniesPension/Profit Sharing

Expertise

Securitized CreditResidential CreditCommercial Credit+7
Fee model
AUM / Flat Fee
Account Minimum
$50.0M
View profile
SF

SAS FINANCIAL ADVISORS, LLC.

SAN FRANCISCO, CA
RIA

Personalized Financial Planning Starts Here

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Fee-onlyFinancial PlanningInvestment Management+6
Fee model
AUM / Hourly / Flat Fee
View profile
SF

SATURN FIVE ADVISORS LLC

DENVER, CO
RIA

Buying and operating some of the best small businesses in America.

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
2017

Firm Focus

Pooled Vehicles

Expertise

Small Business AcquisitionLong-term HoldPrivate Equity Alternative+5
Fee model
AUM / Flat Fee / Other
View profile
SW

SAUL WEALTH ADVISORS, LLC

MIAMI, FL
RIA

Tailored Financial Solutions for Entrepreneurs

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Entrepreneurial Wealth ManagementPersonal CFOFamily Office+7
Fee model
AUM / Hourly / Flat Fee
View profile
SD

SAVANO DIRECT CAPITAL PARTNERS, LLC

BALTIMORE, MD
RIA

creative liquidity

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Private Company LiquiditySecondary TransactionsExpansion-stage Companies+1
Fee model
AUM / Performance-based
View profile
SI

SAVANT INVESTMENT ADVISERS, INC.

HOMEWOOD, IL
RIA

INTEGRITY | UNDERSTANDING | TRADITION

AUM
$100M–$500M
Advisors
3
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Investment AdvisoryRetirement PlanningWealth Building+3
Fee model
AUM / Hourly / Flat Fee
View profile
SP

SAVANT PARTNERS, LLC

SAN MATEO, CA
RIA

You built a great company. We invest capital to fuel your growth. We partner to achieve your aspiration.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Growth EquitySaasCapital-efficient Companies+7
Fee model
AUM / Performance-based
View profile
S

SAVVY

NEW YORK, NY
RIA

Experience wealth management, redefined

AUM
$5B–$25B
Advisors
4
Offices
3
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal+1

Expertise

Wealth ManagementFinancial PlanningInvestment Management+4
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
View profile
SL

SAVVY LABS INC

NEW YORK, NY
RIA

Intelligent Investment Platform

AUM
$100M–$500M
Advisors
—
Offices
2
Founded
—

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Direct IndexingTax OptimizationRetirement Distribution+7
Fee model
AUM / Flat Fee
Account Minimum
$50k
View profile
SI

SB INVESTMENT ADVISERS (US) INC.

MENLO PARK, CA
RIA

Shared Vision, Amplified Ambition

AUM
$25B+
Advisors
—
Offices
13
Founded
—

Firm Focus

Pooled Vehicles

Expertise

AITechnology InvestingSemiconductors+5
Fee model
AUM / Performance-based
View profile
SC

SCALA CAPITAL LLC

MIAMI, FL
RIA

Commitment To Deliver The Best Possible objective solution to our clients.

AUM
$100M–$500M
Advisors
2
Offices
2
Founded
—

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing+1

Expertise

Portfolio ManagementFamily OfficeWealth Management+6
Fee model
AUM / Performance-based
Account Minimum
$250k
View profile
SG

SCALAR GAUGE MANAGEMENT, LLC

DALLAS, TX
RIA

Private Equity Style of investing, with the benefits of liquidity in the public market

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPooled Vehicles

Expertise

Private Equity Style InvestingPublic MarketsRate Of Change Analysis+7
Fee model
AUM / Performance-based
View profile
SL

SCALEBUILDER, LLC

NEW YORK, NY
RIA

BRING YOUR INVESTMENT PROGRAM UP TO SCALE

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Multi-manager AllocationSMAEquity Long/short+10
Fee model
Performance-based
Account Minimum
$1.0M
View profile
SC

SCARBOROUGH CAPITAL MANAGEMENT

ANNAPOLIS, MD
RIA

Will your financial plan get you to the retirement finish line?

AUM
$1B–$5B
Advisors
13
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

401(k) Management403(b) ManagementTSP Management+6
Fee model
AUM / Hourly / Flat Fee
View profile
SA

SCG ASSET MANAGEMENT LLC

NAPERVILLE, IL
RIA

Solutions for the next era of managing capital and risk

AUM
$100M–$500M
Advisors
—
Offices
2
Founded
2020

Firm Focus

High Net WorthInvestment Companies

Expertise

Derivative-based SolutionsManaged AccountsStructured Notes+5
Fee model
AUM / Flat Fee
View profile
SB

SCHAPER BENZ & WISE INVESTMENT COUNSEL INC

NEENAH, WI
RIA

OVER 100 YEARS OF FINANCIAL MANAGEMENT EXPERTISE

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
1992

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Investment ManagementFamily Wealth ManagementAsset Allocation+4
Fee model
AUM / Hourly / Flat Fee
View profile
SI

SCHARF INVESTMENTS, LLC

LOS GATOS, CA
RIA

Safeguard Your Future

AUM
$1B–$5B
Advisors
—
Offices
2
Founded
1983

Firm Focus

IndividualsHigh Net WorthInvestment Companies+1

Expertise

Downside Risk ManagementValue InvestingActive Management+10
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$1.0M
View profile
SP

SCHECHTER PRIVATE CAPITAL, LLC

BIRMINGHAM, MI
RIA

Knowledge Creates Opportunity ®

AUM
$100M–$500M
Advisors
1
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Life Insurance PlanningEstate TaxWealth Transfer+5
Fee model
AUM / Performance-based
View profile
SF

SCHERER FINANCIAL ADVISORY SERVICES, LLC

DALLAS, TX
RIA

Personalized planning for your financial goals

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Personalized Financial PlanningWealth ManagementRetirement Planning+3
Fee model
AUM / Commission / Hourly
View profile
SC

SCHMITZ CAPITAL PARTNERS, LLC

MILL VALLEY, CA
RIA

INDEPENDENT | OBJECTIVE | FOCUSED | PROFESSIONAL

AUM
$100M–$500M
Advisors
2
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Active Portfolio ManagementFinancial AdviceWealth Management+2
Fee model
AUM / Commission / Hourly / Flat Fee
Account Minimum
$50k
View profile
SC

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

PASADENA, CA
RIA

Wealth Management for Individuals, Foundations, & Corporations

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Wealth ManagementPortfolio ManagementEquity Investing+9
Fee model
AUM
Account Minimum
$250k
View profile
SW

SCHORN WEALTH

ENGLEWOOD, FL
RIA

Raise Your Expectations

AUM
$100M–$500M
Advisors
—
Offices
3
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Portfolio ManagementFinancial PlanningTax Planning+4
Fee model
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 151 | AdvisorFinder