AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
AW

ATS WEALTH MANAGEMENT

SAN DIEGO, CA
RIA
AUM
$100M–$500M
Advisors
4
Offices
1
Founded
1989

Firm Focus

IndividualsHigh Net WorthInsurance Companies

Expertise

Asset ManagementEstate PlanningFinancial Planning+6
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$50k
View profile
AC

ATTESSA CAPITAL LLC

TUCSON, AZ
RIA

Investment & Wealth Management for individuals, corporations, and non-profits

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthInsurance Companies

Expertise

Investment ManagementWealth ManagementGlobal Equity+11
Fee model
AUM / Other
View profile
AC

ATWATER CAPITAL, LLC

LOS ANGELES, CA
RIA

Strategic Growth. Investment Redefined. Against The Status Quo.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

MediaEntertainmentPrivate Equity+7
Fee model
AUM / Performance-based
Account Minimum
$1.0M
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AM

ATWATER MALICK

LANCASTER, PA
RIA

Are You Ready for Retirement?

AUM
$500M–$1B
Advisors
Offices
1
Founded
2008

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Wealth ManagementInvestment ManagementRetirement Income Planning+8
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
A&

ATWOOD & PALMER, INC.

KANSAS CITY, MO
RIA

Planning for Generations

AUM
$1B–$5B
Advisors
Offices
1
Founded
1990

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Wealth ManagementMultigenerational PlanningFamily Office+6
Fee model
AUM / Flat Fee
Account Minimum
$2.0M
View profile
AP

AUA PRIVATE EQUITY PARTNERS, LLC

WEST PALM BEACH, FL
RIA

Demographic-Driven Investing ®

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Lower-middle MarketPrivate EquityFamily-owned Businesses+3
Fee model
AUM / Performance-based / Other
Account Minimum
$3.0M
View profile
AP

AUDAX PRIVATE EQUITY

BOSTON, MA
RIA

We're Built to Build Businesses

AUM
$5B–$25B
Advisors
Offices
4
Founded
1999

Firm Focus

Pooled Vehicles

Expertise

Private EquityMiddle MarketBuy And Build+10
Fee model
AUM / Other
View profile
AI

AUERBACH INVESTMENT SERVICES, LLC

NARBERTH, PA
RIA

Unbiased, reasoned, and objective.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit SharingCharitable Organizations

Expertise

Managed PortfoliosCorporate PlanningLegacy Planning+5
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
AA

AUFMAN ASSOCIATES INC

SEWICKLEY, PA
RIA

Fiduciary Advisors Providing Personalized Wealth Guidance for Successful Individuals, Families, and Trusts.

AUM
$500M–$1B
Advisors
Offices
1
Founded
1983

Firm Focus

IndividualsHigh Net Worth

Expertise

Fiduciary AdvisoryFee-onlyWealth Planning+9
Fee model
AUM / Flat Fee
View profile
AP

AULDBRASS PARTNERS, LP

NEW YORK, NY
RIA

We invest in excellent companies that exhibit sustainable growth.

AUM
$100M–$500M
Advisors
Offices
1
Founded
2011

Firm Focus

Pooled Vehicles

Expertise

Private EquitySecondary TransactionsLP Interests+7
Fee model
AUM / Performance-based
View profile
AI

AUOUR INVESTMENTS LLC

WOBURN, MA
RIA

Navigating risk through every market regime

AUM
$100M–$500M
Advisors
Offices
1
Founded
2013

Firm Focus

IndividualsHigh Net Worth

Expertise

Fixed IncomeDownside MitigationFiduciary+7
Fee model
AUM
Account Minimum
$5.0M
View profile
AC

AURDAN CAPITAL MANAGEMENT, LLC

WAYNE, PA
RIA

Empowering Clients to Achieve Their Financial Goals

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Wealth PlanningInvestment ManagementRetirement Plan Services+10
Fee model
AUM / Flat Fee
Account Minimum
$1.0M
View profile
AW

AUREUM WEALTH MANAGEMENT, LLC

NORTH PALM BEACH, FL
RIA

An Elevated Approach to Investing

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementPrivate Client ServicesRetirement Planning+7
Fee model
AUM / Hourly / Flat Fee / Other
View profile
AI

AURORA INVESTMENT COUNSEL

ATLANTA, GA
RIA

Securing Your Life's Work and Building Financial Legacies, One Family at a Time

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Wealth ManagementInvestment ManagementLegacy Planning+9
Fee model
AUM
View profile
AI

AURORA INVESTMENT MANAGERS, LLC

NAPLES, FL
RIA

Our AIM is your AIM TO MAKE YOUR MONEY GROW

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Investment ManagementEquitiesFixed Income+5
Fee model
AUM
Account Minimum
$100k
View profile
AM

AUSTIN MONEY MANAGEMENT CORPORATION

AUSTIN, TX
RIA

DELIVERING COMPREHENSIVE FINANCIAL SOLUTIONS

AUM
$100M–$500M
Advisors
1
Offices
1
Founded
2020

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Financial PlanningInvestment ManagementEstate Planning+11
Fee model
AUM / Hourly / Flat Fee
View profile
AG

AUTUMN GLORY PARTNERS, LLC

DALLAS, TX
RIA

Welcome to the comfort of Autumn Glory

AUM
$500M–$1B
Advisors
Offices
2
Founded

Firm Focus

High Net WorthPension/Profit SharingState/Municipal

Expertise

Asset ManagementWealth ManagementPublic Markets+4
Fee model
AUM / Flat Fee / Other
Account Minimum
$10.0M
View profile
AL

AVALAN, LLC

SANTA BARBARA, CA
RIA
AUM
$500M–$1B
Advisors
Offices
3
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Financial LiteracyWomen And InvestingFinancial Education+2
Fee model
AUM / Hourly / Flat Fee
View profile
AC

AVALON CAPITAL MANAGEMENT

PORT OF REDWOOD CITY, CA
RIA

Invest Smarter. Live Better.

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementInvestment StrategiesPortfolio Management+6
Fee model
AUM / Hourly
View profile
AI

AVANCE INVESTMENT MANAGEMENT, LLC

NEW YORK, NY
RIA

A private equity firm guided by partnership, experience, diversity and growth.

AUM
$1B–$5B
Advisors
Offices
2
Founded

Firm Focus

Pooled Vehicles

Expertise

Private EquityMiddle MarketBusiness & Technology Services+7
Fee model
AUM / Performance-based / Other
View profile
AP

AVANTAX PLANNING PARTNERS, INC.

DUBUQUE, IA
RIA

A Tax-Focused Employee-Based RIA

AUM
$5B–$25B
Advisors
129
Offices
31
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Tax-focused Financial PlanningWealth ManagementCPA Firm Partnerships+4
Fee model
AUM / Hourly / Flat Fee
View profile
AC

AVATHON CAPITAL MANAGEMENT LP

CHICAGO, IL
RIA

Avathon Capital is all-in on fostering innovation and outcomes across the education and workforce markets.

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

EducationWorkforceInvestment+2
Fee model
AUM / Performance-based
Account Minimum
$2.0M
View profile
AC

AVENIR CORPORATION

ALEXANDRIA, VA
RIA

AVENIR IS A VALUE ORIENTED INVESTMENT MANAGEMENT FIRM LOCATED IN WASHINGTON, D.C.

AUM
$500M–$1B
Advisors
Offices
1
Founded
1980

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Value InvestingDiscount-to-intrinsic ValueSeparate Accounts+8
Fee model
AUM
Account Minimum
$1.0M
View profile
AF

AVENTINE FINANCIAL GROUP

DOYLESTOWN, PA
RIA

Your Partner for Financial Success

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningInvestment AdvisoryWealth Management+6
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 19 | AdvisorFinder