AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
AC

AVESTAR CAPITAL, LLC

NEW YORK, NY
RIA

Bridging The Gap

AUM
$1B–$5B
Advisors
Offices
2
Founded
2017

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+1

Expertise

Cross-border Wealth ManagementMulti-family OfficeEstate Planning+10
Fee model
AUM / Flat Fee
Account Minimum
$250k
View profile
AW

AVIDIAN WEALTH SOLUTIONS

HOUSTON, TX
RIA

Secure Your Wealth. Simplify Your Life.

AUM
$1B–$5B
Advisors
2
Offices
5
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+3

Expertise

Wealth ManagementInvestment ManagementFinancial Planning+10
Fee model
AUM / Hourly / Flat Fee / Other
View profile
AR

AVILA REAL ESTATE CAPITAL

CORTE MADERA, CA
RIA

Lending Built for Builders and Developers

AUM
$100M–$500M
Advisors
2
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Acquisition FinancingDevelopment FinancingConstruction Lending+8
Fee model
AUM / Performance-based
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AF

AVISE FINANCIAL

LOS ANGELES, CA
RIA

Financial planning for first-generation wealth builders.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

First-generation Wealth BuildingHolistic Financial WellnessFinancial Planning+9
Fee model
AUM / Hourly / Flat Fee
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AC

AVOCET CAPITAL MANAGEMENT LLC

NORTHBROOK, IL
RIA

Objective, Disciplined, Conservative.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Multi-family OfficeIndependent AdvisorDiscretionary Investment Management+3
Fee model
AUM / Hourly
Account Minimum
$500k
View profile
AW

AVONDALE WEALTH MANAGEMENT LLC

WEST LAKE HILLS, TX
RIA

Explore. Develop. Refine.

AUM
$100M–$500M
Advisors
1
Offices
2
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningEstate PlanningInvestment Management+7
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$1.0M
View profile
AC

AVOS CAPITAL MANAGEMENT, LLC

N/A
RIA

Asset management for the modern economy

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1

Expertise

Macro PortfoliosSeparately Managed AccountsGlobal Liquid Assets+7
Fee model
AUM / Performance-based
Account Minimum
$100k
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AJ

A.W. JONES

NEW YORK, NY
RIA

ALTERNATIVE INVESTING SINCE 1949

AUM
$500M–$1B
Advisors
Offices
2
Founded
1949

Firm Focus

Pooled VehiclesState/Municipal

Expertise

Alternative Investing
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
AR

AXIAL READE CAPITAL, LP

NEW YORK, NY
RIA
AUM
$500M–$1B
Advisors
Offices
1
Founded
2018

Firm Focus

Pooled Vehicles

Expertise

Private EquityMiddle MarketValue Investing+1
Fee model
AUM / Performance-based
View profile
AA

AXIOM ASSET MANAGEMENT

WAYNE, PA
RIA

Trust. Integrity. Client First.

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Value InvestingDiscretionary Portfolio ManagementBoutique Wealth Management+6
Fee model
AUM
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AW

AXIS WEALTH PARTNERS, LLC

EAST PROVIDENCE, RI
RIA

Solving Your Unique Needs

AUM
$100M–$500M
Advisors
1
Offices
3
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Comprehensive Financial PlanningEvidence-based InvestingFiduciary Advisory+7
Fee model
AUM / Hourly / Flat Fee
View profile
AW

AXXCESS WEALTH MANAGEMENT, LLC

CARLSBAD, CA
RIA

BUILT FOR HIGH NET-WORTH CLIENTS AND THE ADVISORS THAT SERVE THEM

AUM
$5B–$25B
Advisors
10
Offices
20
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

TAMPAlternative InvestmentsUma/umh+9
Fee model
AUM / Hourly / Flat Fee / Performance-based
View profile
AC

AZORA CAPITAL LP

MIAMI, FL
RIA

Evolving Markets. Enduring Discipline. Together we turn insight into action.

AUM
$1B–$5B
Advisors
Offices
2
Founded

Firm Focus

Pooled Vehicles

Expertise

Financial Sector InvestingHedge FundSector-focused Investment+2
Fee model
AUM / Performance-based / Other
Account Minimum
$2.0M
View profile
AP

AZURA PARTNERS US LLC

NEW YORK, NY
RIA

Wealth managed by people who know you.

AUM
Under $100M
Advisors
5
Offices
2
Founded

Firm Focus

High Net WorthPooled VehiclesState/Municipal

Expertise

Wealth ManagementPortfolio ConstructionAsset Allocation+9
Fee model
AUM / Performance-based
Account Minimum
$25.0M
View profile
B

BACKER

SAN FRANCISCO, CA
RIA

The simpler, smarter way to 529

AUM
Under $100M
Advisors
Offices
1
Founded

Expertise

529 PlansCollege SavingsEducation Savings+3
Fee model
Flat Fee
View profile
BI

BAER INVESTMENT ADVISORY LLC

N/A
RIA

Actively Managed for Differentiated Returns

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

EquitiesDerivativesFixed Income+3
Fee model
AUM / Performance-based
Account Minimum
$1.1M
View profile
B

BAKERAVENUE

SAN FRANCISCO, CA
RIA

When life gives you… a legacy to share, a new business opportunity, a worthy cause, a career change

AUM
$5B–$25B
Advisors
Offices
8
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal+1

Expertise

Tax PlanningEstate PlanningConcentrated Stock+7
Fee model
AUM / Flat Fee
Account Minimum
$1.0M
View profile
BT

BAKER TILLY WEALTH MANAGEMENT, LLC

MADISON, WI
RIA

Big thinking. Within reach.

AUM
$1B–$5B
Advisors
4
Offices
10
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

AdvisoryTaxAssurance+17
Fee model
AUM / Hourly / Flat Fee
View profile
BC

BALBEC CAPITAL MANAGEMENT LP

SCOTTSDALE, AZ
RIA

Delivering attractive risk-adjusted returns to investors by identifying unique investment opportunities in alternative credit

AUM
$5B–$25B
Advisors
Offices
5
Founded
2010

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Alternative CreditAsset-based CreditResidential Mortgage Loans+7
Fee model
AUM / Performance-based / Other
View profile
BI

BALDWIN INVESTMENT MANAGEMENT, LLC

WEST CONSHOHOCKEN, PA
RIA

Baldwin Is With You At Every Step Along Life's Journey.

AUM
$1B–$5B
Advisors
Offices
3
Founded
1999

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementFinancial PlanningTax Planning+14
Fee model
AUM
Account Minimum
$1.0M
View profile
BW

BALDWIN WEALTH PARTNERS, LLC

MARION, MA
RIA

Collaborative. Engaging. And Guided by Purpose.

AUM
$1B–$5B
Advisors
Offices
3
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+2

Expertise

Wealth ManagementInvestment ManagementFamily Office Services+10
Fee model
AUM / Flat Fee / Other
Account Minimum
$1.0M
View profile
BL

BALEFIRE, LLC

DALLAS, TX
RIA

You choose the destination; we help you get there.

AUM
$1B–$5B
Advisors
17
Offices
8
Founded
2025

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementEstate PlanningFinancial Planning+10
Fee model
AUM / Hourly / Flat Fee
View profile
B

BALENTINE

ATLANTA, GA
RIA

Wealth sets you on a path.

AUM
$5B–$25B
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+2

Expertise

FiduciaryWealth ManagementFamily Wealth+6
Fee model
AUM / Flat Fee
Account Minimum
$5.0M
View profile
BF

BALLAST FINANCIAL ADVISORS, LLC

WEST CHESTER, PA
RIA
AUM
$100M–$500M
Advisors
Offices
3
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Retirement PlanningInvestment ManagementSocial Security Optimization+7
Fee model
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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