AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
CI

CAPITAL IMPACT ADVISORS

BOSTON, MA
RIA

DEMOCRATIZING ACCESS TO PRIVATE EQUITY

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Investment Companies

Expertise

Private Equity AccessETFVenture-style Research+6
Fee model
AUM
View profile
CI

CAPITAL INNOVATIONS, LLC

WAUKESHA, WI
RIA

Focused on Income Oriented Real Asset Investing

AUM
$500M–$1B
Advisors
Offices
1
Founded
2007

Firm Focus

High Net WorthInvestment CompaniesPension/Profit Sharing+1

Expertise

Real AssetsInfrastructureReal Estate+12
Fee model
AUM / Flat Fee
Account Minimum
$250k
View profile
CI

CAPITAL INVESTMENT MANAGEMENT, INC

Lee's SUMMIT, MO
RIA

Your Future Awaits

AUM
$500M–$1B
Advisors
5
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Retirement PlanningInvestment ManagementTax Planning+6
Fee model
AUM / Flat Fee / Other
Account Minimum
$5k
View profile
CI

CAPITAL INVESTMENT SERVICES OF AMERICA INC

MILWAUKEE, WI
RIA

Investment Stewards Since 1981

AUM
$1B–$5B
Advisors
Offices
1
Founded
1981

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Investment AdvisoryWealth StewardshipCustom Portfolios+3
Fee model
AUM
Account Minimum
$500k
View profile
CI

CAPITAL IP INVESTMENT PARTNERS LP

N/A
RIA

Intelligent Capital for Technology Growth

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPooled Vehicles

Expertise

Private CreditStructured DebtHybrid Capital+8
Fee model
AUM / Performance-based
View profile
CR

CAPITAL RESOURCE MANAGEMENT,INC.

DEERFIELD, IL
RIA

Sound, intelligent investing is not entertainment.

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit SharingCharitable Organizations+1

Expertise

Investment Portfolio ManagementFiduciary ServicesAsset Management+2
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$5.0M
View profile
C

CAPITALSPRING

NASHVILLE, TN
RIA

Capital Partners. Creative Solutions. Unlimited Potential.

AUM
$1B–$5B
Advisors
Offices
5
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Private EquityMezzanine CapitalSenior Debt+6
Fee model
AUM / Performance-based
Account Minimum
$5.0M
View profile
CS

CAPITAL SQUARE, LLC

ATHENS, TN
RIA

square advice on capital management & Planning

AUM
$100M–$500M
Advisors
Offices
6
Founded
2017

Firm Focus

IndividualsHigh Net Worth

Expertise

Fee-onlyFiduciaryRetirement Planning+7
Fee model
AUM / Hourly / Flat Fee
View profile
CT

CAPITAL TRUST ADVISORS

SAN RAFAEL, CA
RIA

Building the legacy you want by guiding your wealth across generations.

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Financial PlanningInvestment AdvisoryWealth Management+6
Fee model
AUM
Account Minimum
$500k
View profile
CW

CAPITAL WEST PARTNERS, LLC

TUCSON, AZ
RIA

Complete Wealth Advice

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Fee-only AdvisoryPortfolio ManagementCustomized Investment Strategies+7
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$100k
View profile
CM

CAPITOL MERIDIAN PARTNERS LP

WASHINGTON, DC
RIA

Investing at the Nexus of Government and Industry

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

GovernmentIndustryInvestment+2
Fee model
AUM / Performance-based
Account Minimum
$5.0M
View profile
CP

CAPITOL PRIVATE WEALTH GROUP LLC

VIENNA, VA
RIA

In the right hands, your dreams of today become your accomplishments of tomorrow.

AUM
$500M–$1B
Advisors
1
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Fee-based AdvisingFinancial PlanningFiduciary+2
Fee model
AUM / Hourly / Flat Fee
View profile
CV

CAPRIA VENTURES LLC

SEATTLE, WA
RIA

Investing in tech founders with limitless aspirations

AUM
$100M–$500M
Advisors
Offices
4
Founded

Firm Focus

Pooled VehiclesState/Municipal

Expertise

Venture CapitalApplied AIGlobal South+6
Fee model
AUM / Performance-based / Other
View profile
CC

CAPRICE CAPITAL PARTNERS, LLC

N/A
RIA

Flexible capital solutions for small and midsize businesses

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Capital SolutionsSmall BusinessMidsize Business
Fee model
AUM / Performance-based / Other
View profile
CP

CAPROCK PARTNERS MANAGEMENT, INC.

NEWPORT BEACH, CA
RIA

Entrepreneurial Approach. Institutional Quality.

AUM
$1B–$5B
Advisors
Offices
2
Founded
2009

Firm Focus

Pooled Vehicles

Expertise

Industrial Real EstateValue-add AcquisitionsIndustrial Development+7
Fee model
AUM / Performance-based
View profile
CA

CAPSHIFT ADVISORS

WEST NEWTON, MA
RIA

Amplify your impact

AUM
$500M–$1B
Advisors
Offices
2
Founded

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing+1

Expertise

Impact InvestingPhilanthropic CapitalDonor-advised Funds+7
Fee model
AUM / Flat Fee
View profile
CF

CAPSTAR FINANCIAL SERVICES LLC

AUSTIN, TX
RIA

Create the Financial Future You and Your Family Deserve

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Retirement PlanningIncome PlanningLife Planning+4
Fee model
AUM / Flat Fee
Account Minimum
$500k
View profile
CF

CAPSTONE FINANCIAL ADVISORS INC

DOWNERS GROVE, IL
RIA

Invest in Your Future

AUM
$1B–$5B
Advisors
Offices
2
Founded
1999

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Fee-onlyFiduciaryWealth Management+9
Fee model
AUM / Hourly / Flat Fee / Other
Account Minimum
$1.0M
View profile
CW

CAPSTONE WEALTH ADVISORS, LLC

SALEM, OR
RIA

Collaborating to Refine Your Financial Future

AUM
$100M–$500M
Advisors
Offices
4
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Retirement PlanningTax PlanningInvestment Planning+5
Fee model
AUM / Hourly / Flat Fee
View profile
CW

CAPSTONE WEALTH MANAGEMENT CORP.

LAKELAND, FL
RIA

Your Money, Managed With Intention.

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Fee-only RIAIndependent AdvisoryWealth Management+5
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$50k
View profile
CW

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

BEND, OR
RIA

Your Dreams. Our Insight.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Financial PlanningWealth ManagementInvestment Advisory+3
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile
CP

CAPTAR PRIVATE WEALTH

ST. LOUIS PARK, MN
RIA

Your trust. Our expertise.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementRetirement PlanningPortfolio Construction+4
Fee model
AUM / Flat Fee
View profile
CA

CAPVISOR ASSOCIATES, LLC

N/A
RIA

As a recognized leader in Insurance Asset Management Consulting, we are employee owned and unaffiliated with firms that manage money for our clients.

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

State/MunicipalInsurance Companies

Expertise

Insurance Asset ManagementInvestment ConsultingManager Performance Evaluation+8
Fee model
AUM / Flat Fee
View profile
CM

CAPZONE MANAGEMENT LLC

NORWALK, CT
RIA

Intelligent Opportunity Zone Investment Solutions

AUM
$100M–$500M
Advisors
Offices
1
Founded
2018

Firm Focus

Pooled Vehicles

Expertise

Opportunity ZonesImpact InvestingCommunity Development+9
Fee model
AUM / Performance-based
Account Minimum
$8.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 35 | AdvisorFinder