AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
AR

ADIRONDACK RESEARCH & MANAGEMENT INC.

GUILDERLAND, NY
RIA

Guiding Investors Along the Trail Less Followed

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2005

Firm Focus

High Net WorthInvestment Companies

Expertise

Small-cap InvestingValue InvestingTurnaround Investing+3
Fee model
AUM
View profile
AV

ADIT VENTURES MANAGEMENT, LLC

NEW YORK, NY
RIA

INVESTING FOR GROWTH

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Pre-ipoVenture-backedLate-stage Investing+5
Fee model
AUM / Performance-based
Account Minimum
$500k
View profile
AW

ADK WEALTH ADVISORY GROUP

ST. LOUIS, MO
RIA
AUM
$500M–$1B
Advisors
6
Offices
3
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementRetirement PlanningTax Planning+9
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$25k
View profile
AC

ADVANCE CAPITAL MANAGEMENT INC

SOUTHFIELD, MI
RIA

Live the Life You've Been Working For

AUM
$1B–$5B
Advisors
—
Offices
8
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Financial PlanningRetirement PlanningInvestment Management+4
Fee model
AUM / Flat Fee
View profile
AW

ADVANTAGE WEALTH PARTNERS

FORT MYERS, FL
RIA

Experience the Advantage Difference

AUM
$500M–$1B
Advisors
—
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Retirement PlanningIncome PlanningLegacy Planning+4
Fee model
AUM
Account Minimum
$10k
View profile
AG

ADVENT GLOBAL OPPORTUNITIES MANAGEMENT LLC

BOSTON, MA
RIA

Global. Thematic. Long-term.

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Global Thematic InvestingConcentrated PortfolioPublic Equities+6
Fee model
AUM / Performance-based
View profile
AO

ADVICE ONLY

SAN DIEGO, CA
RIA

Get advice, not sales pitches

AUM
Not disclosed
Advisors
—
Offices
1
Founded
—

Firm Focus

Individuals

Expertise

Fee-onlyFiduciaryRetirement Planning+9
Fee model
Hourly / Flat Fee
View profile
A&

ADVICE & PLANNING SERVICES LLC

YOUNGWOOD, PA
RIA

Invest with Confidence

AUM
$100M–$500M
Advisors
1
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningInvestment AdviceRetirement Planning+2
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$100k
View profile
AL

ADVISIFI LLC

ST PETERSBURG, FL
RIA

Enabling investing for financial institutions.

AUM
Under $100M
Advisors
6
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Registered Investment AdvisorCredit UnionsLocal Banks+2
Fee model
AUM / Other
Account Minimum
$20
View profile
AP

ADVISORENGINE PORTFOLIO SOLUTIONS INC.

NEW YORK, NY
RIA

A modern Turnkey Asset Management Program (TAMP), tailored to the investment needs of your firm

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pension/Profit SharingState/Municipal

Expertise

TAMPInvestment ManagementModel Marketplace+8
Fee model
AUM
Account Minimum
$50k
View profile
AW

ADVISORNET WEALTH PARTNERS

MINNETONKA, MN
RIA

Providing Real Solutions For Real Life

AUM
$1B–$5B
Advisors
47
Offices
22
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Retirement PlanningWealth ManagementEstate Strategies+8
Fee model
AUM / Hourly / Flat Fee / Other
View profile
AM

ADVISORS MANAGEMENT GROUP INC

LA CROSSE, WI
RIA

Fiduciary Financial Advisors Serving Individuals, Families, And Businesses

AUM
$500M–$1B
Advisors
—
Offices
3
Founded
1988

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

FiduciaryFee-onlyInvestment Advisory+8
Fee model
AUM / Hourly / Flat Fee
View profile
AA

ADVISORY ADVOCATES LLC

GRAND RAPIDS, MI
RIA

Building Wealth, Protecting Dreams

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Financial PlanningAsset ManagementWealth Management+6
Fee model
AUM / Flat Fee
View profile
AA

ADVISORY ALPHA, LLC

HOLLAND, MI
RIA

Simplify. Grow. Maximize.

AUM
$1B–$5B
Advisors
5
Offices
19
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Advanced PlanningAsset ManagementCompliance+7
Fee model
AUM / Hourly / Flat Fee
View profile
AR

ADVISORY RESEARCH INC

CHICAGO, IL
RIA

Independent • Active • Aligned

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
1974

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1

Expertise

Active ManagementEquity PortfoliosSeparate Accounts+7
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
AF

ADVOCACY FINANCIAL LLC

COVINGTON, LA
RIA

Bespoke Wealth Management Solutions

AUM
$100M–$500M
Advisors
1
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementFinancial PlanningInvestment Management+5
Fee model
AUM / Flat Fee
Account Minimum
$50k
View profile
AW

ADVOCACY WEALTH MANAGEMENT, LLC

ATLANTA, GA
RIA

Plans Based On Your Needs

AUM
$1B–$5B
Advisors
—
Offices
6
Founded
2003

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Financial PlanningInvestment AdvisoryTrust Services+5
Fee model
AUM
View profile
AW

ADVOCATES WEALTH PLANNING

HOUSTON, TX
RIA

Empowering Generations to Authentically Live Their Financial Values

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementInvestment ManagementTax Planning+4
Fee model
AUM / Flat Fee
View profile
AC

ADW CAPITAL MANAGEMENT LLC

N/A
RIA
AUM
$100M–$500M
Advisors
1
Offices
1
Founded
2010

Firm Focus

Pooled Vehicles

Expertise

ConcentratedLong-biasedInvestment Partnership
Fee model
AUM / Performance-based
Account Minimum
$2.0M
View profile
AC

AEGIS CAPITAL CORP.

NEW YORK, NY
RIA

Aegis. Putting People First.

AUM
$1B–$5B
Advisors
235
Offices
21
Founded
1984

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+2

Expertise

Wealth ManagementInvestment BankingEquity Research+14
Fee model
AUM / Hourly
View profile
AW

AEGIS WEALTH

BETHESDA, MD
RIA

Holistic Advice, Fiduciary Relationship

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
2005

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementFiduciaryInvestment Management+9
Fee model
AUM / Flat Fee
View profile
AW

AEGIS WEALTH MANAGEMENT, INC.

GUTHRIE CENTER, IA
RIA

Guidance For Life's Important Financial Transitions

AUM
$100M–$500M
Advisors
—
Offices
21
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Retirement PlanningFinancial TransitionsJob Changes+7
Fee model
AUM / Hourly / Flat Fee / Other
Account Minimum
$10k
View profile
AW

AEGIS WEALTH MANAGEMENT, LLC

MAITLAND, FL
RIA

Under the Aegis.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Wealth ManagementEstate PlanningFinancial Planning+5
Fee model
Flat Fee
View profile
AA

AEM ASSET MANAGEMENT, LLC

SOMERSET, NJ
RIA

DRIVING VALUE, ALL THE TIME.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementIn-house ResearchPortfolio Construction+3
Fee model
AUM / Hourly / Flat Fee
View profile

Looking for the right firm?

Get personalized recommendations based on your financial goals and needs.

Get matched→
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 5 | AdvisorFinder