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Aaron Nicholas Steffan

Investment Adviser Representative at W&S ADVISORY SERVICES, LLC

Heath, OHCRD #4523490Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
3 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Aaron Nicholas Steffan has worked in the securities industry since 2004. They are registered to provide investment advisory services in Ohio, Pennsylvania, and South Carolina.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 3 states
OhioPennsylvaniaSouth Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/26/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 2/21/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/15/2002
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 3/17/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Flat Fee
Source

W&S Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

W&S ADVISORY SERVICES, LLCCurrent
1/13/2026Heath, OH
W&S BROKERAGE SERVICES, INC.Current
1/14/2021Heath, OH
W&S BROKERAGE SERVICES, INC.
11/4/201110/3/2012Cincinnati, OH
W&S BROKERAGE SERVICES, INC.
3/12/200412/14/2009Columbus, OH
FORT WASHINGTON BROKERAGE SERVICES, INC.
5/16/20021/22/2004Cincinnati, OH

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at W&S ADVISORY SERVICES, LLC

9 other advisors in the directory

View W&S ADVISORY SERVICES, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Aaron Nicholas Steffan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Aaron Nicholas Steffan - Financial Advisor in Heath, OH | AdvisorFinder