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Patrick J Dulzer

Investment Adviser Representative at W&S ADVISORY SERVICES, LLC

Willoughby, OHCRD #5557964Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
13 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
ArizonaCaliforniaConnecticutFloridaGeorgiaIllinoisIndianaMaineMarylandMichiganOhioPennsylvaniaTennessee
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/24/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 8/29/2015
Series 7
General Securities Representative Examination
Passed 10/25/2021
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/7/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Flat Fee
Source

W&S Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

W&S ADVISORY SERVICES, LLCCurrent
1/13/2026Willoughby, OH
W&S BROKERAGE SERVICES, INC.Current
2/5/2019Willoughby, OH
W&S BROKERAGE SERVICES, INC.
7/8/200812/11/2008Cincinnati, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at W&S ADVISORY SERVICES, LLC

9 other advisors in the directory

View W&S ADVISORY SERVICES, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Patrick J Dulzer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Patrick J Dulzer - Financial Advisor in Willoughby, OH | AdvisorFinder