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Adam Alexander Avila

Investment Adviser Representative at PALLAS CAPITAL ADVISORS, LLC

Newport, RICRD #6124928Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
3 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
New HampshireRhode IslandSouth Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/16/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 1/4/2013
Series 7TO
General Securities Representative Examination
Passed 10/10/2019
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/11/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

PALLAS CAPITAL Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PURSHE KAPLAN STERLING INVESTMENTSCurrent
2/4/2025Newport, RI
PURSHE KAPLAN STERLING INVESTMENTS
8/24/202211/8/2023Newport, RI
PRUCO SECURITIES, LLC.
4/8/20206/20/2022WARWICK, RI
PRUCO SECURITIES, LLC.
12/12/20122/26/2020WARWICK, RI

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Adam Alexander Avila has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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