PALLAS CAPITAL ADVISORS, LLC
SEC RegisteredWealth Management Planning Today for Tomorrow's Enjoyment
About the firm
Pallas Capital Advisors is a 100% independent registered investment advisory firm founded by three seasoned financial advisors — Rich, Charlie, and Greg — who designed a modern, independent wealth management firm free to source innovative strategies for their clients. The firm delivers comprehensive trust and estate strategies through financial modeling, investment solutions, and continuity of coverage, helping high net worth clients achieve financial comfort.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, investment management, family office services, retirement planning, trust and estate strategies, tax strategies, and financial modeling.
Who they serve
High net worth clients seeking financial comfort and freedom from the time demands of managing their wealth.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 747 | $648M |
| High Net Worth Individuals | 474 | $3.6B |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
26 advisors in the directory
Regulatory & compliance
Data as of April 16, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PALLAS CAPITAL ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.