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Adam Thomas Larsen

Investment Adviser Representative at LPL Financial LLC

Watertown, NYCRD #8146364Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Adam Thomas Larsen is an investment adviser representative with LPL Financial LLC in Watertown, NY, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York
Broker:
2 states and territories

New York, Pennsylvania

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/8/2025
Series 7
General Securities Representative Examination
Passed 8/26/2025
SIE
Securities Industry Essentials Examination
Passed 8/4/2025

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Financial LLCCurrent
9/9/2025 – Watertown, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. LPL Financial LLC
    Aug 2025 – no end date reportedSyracuse, NY
  2. Victory Sports Medicine & Orthopedics
    Jun 2021 – Aug 2025Skaneateles, NY
  3. Sanford Orthopedics
    Aug 2018 – Jun 2021Watford City, ND
  4. DJ's Pizza & Lounge
    Sep 2017 – Aug 2018Lincoln, ND
  5. Electric City Escape
    Jun 2016 – Aug 2017Scranton, PA
  6. Hnat Design
    May 2014 – Aug 2017Scranton, PA
  7. Athletic Training Box LLC
    Jun 2018 – May 2021Watford City, ND
  8. Mckenzie County School District #1
    Jan 2019 – Jun 2019Watford City, ND
  9. Mckenzie County School District #1
    Aug 2019 – Jun 2021Watford City, ND
  10. Champions For Life
    Jun 2021 – Nov 2024Auburn, NY

Official records & sources

Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Financial LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
24,114
Offices listed on AdvisorFinder:
25
Main office:
Fort Mill, SC
SEC file number:
801-10970

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 21, 2026

View full firm profile

Other advisors at LPL Financial LLC

Showing 12 of 24,114 in the directory

View LPL Financial LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Adam Thomas Larsen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Adam Thomas Larsen (LPL Financial) - Fees & Credentials